The International Multimedia University

PRINCIPLES OF DIDATCTIC COMMUNICATION

 

 Acknowledgments

Preface

The principles of didactic communication

Bibliography

 

logo cooperazione italiana.jpg (4260 byte)

Acknowledgments

 

This manual is a gift of the Italian Government to the people of India.

It has been prepared by the International Multimedia University to train the staff of "Roopkala Kendro", the new "Institute of Audio-visual Communication" based in the city of Calcutta in India. This is an institute created in cooperation between the Government of Italy and the Indian Government (Indo-Italian Commission of the 7th March 1991).

The institute of Roopkala Kendro is located in Calcutta, at Salt Lake City (sector IV). It comprises of two Centers:

THE TRAINING CENTER, which has been established with the objective of providing advanced training for the leading professional figures involved in the creation of audiovisual educational products;

THE PRODUCTION CENTER, which is a well equipped production facility, organized for responding to the growing demand for audiovisual educational tools.

 

 

PRINCIPLES OF DIDACTIC COMMUNICATION

With Special Reference to Audiovisual Media

 

Preface

 

Governments would like their people to become "better" citizens. And so they wonder if they could use audiovisual tools to "improve" them.

Powerful organizations want to become more powerful. They explore different ways to influence people: Can audiovisual tools be adopted for this scope?

Charitable societies, non-profit organizations, churches, political parties … they all would also like to use audiovisual technologies for solving social problems.

Students, who would like to get a job in the media industry, wonder if they can learn the method: "how to use audiovisual technologies in order to communicate effectively?"

Are you reading this manual with the same question in mind?

Well, let’s begin with the analysis of this fundamental question.

Later on, we will consider the possible answers.

There is a common way of tackling our problem: it consists in splitting the issue in more elementary questions, like:

  • What are the "elements" of communication that I need to consider in order to master the whole process?
  • What are the "factors" influencing the effectiveness of communication?
  • What are the "parts" and the "links" of the audiovisual discourse?

These questions spring from the same desire to exploit the power of audiovisual tools.

So the common approach is to look at human communication as something that can be mastered by applying a particular technique.

The effort is to discover the communication patterns; the aim is to control the communication process.

Simplifying, we could summarize the philosophy of the common approach to audiovisual education in this way:

Once we know the elements of communication, we can master them. That will allow us to "influence" people. If we use this power to "teach" good things, our audience will grow intellectually and morally. Therefore, communication techniques can be applied to improve the world.

The approach adopted by this manual is different: we look at communication as a dialectical interaction between free persons.

In our perspective, the objective of communication is not to "convince", but to "integrate".

What is the difference between the two approaches?

The scholars adopting the common approach try to discover and isolate that "communicative power" with a process of analysis of the "facts" of communication.

First, they differentiate the "message" from the "context"; then the "message" is disassembled in "content" and "form"; and later on, the content is split into "ideas" and the form into "elements"; …and so on.

We think that this common way of tackling the question is ill conceived.

We also claim that the solutions provided with this method are defective: trying to solve the question of communication by illustrating its "components" leads to arbitrary abstractions, to incoherent generalizations and to unrealistic expectations.

In fact, after you have learned to analyze the "parts" of an "efficacious communication", do you really learn how to communicate efficaciously?

NO!

Because the power of a composition results from its whole unity.

And this is true for a book, for a newspaper, for a film, for a painting, for a video cassette, for a network, etc.

Therefore we claim that those who want to teach how to master "scientifically" the communication process do not fulfill their promises.

Because the "power" is not found in any single isolated element, nor in the way of assembling these elements.

When we re-assemble the parts of the composition that we have separated in its analysis, we will find that the meaning has changed and that the original power of the composition has been lost.

Why?

Because communication is not effective when its elements are sophisticated, but when the message is authentic and original.

It is authentic when the relationship between the two sides of communication is fair.

It is original when the author(s) of the messages are creative.

The aspiration of discovering a formal model of communication (which can be imitated by those who want to be efficacious) is a misplaced effort: because composition requires creative thinking.

Standardization and imitation of formal models can be used in technical performances. But creativity, by definition, is an act of freedom. It is an expression of the personality and transcends pre-conceived patterns.

Those who search for the "elements" and the "patterns" of communication claim that only few communication acts are really creative. Originality – they say - belongs to a particular kind of communication: the "artistic" or "poetic" styles. Ordinary communication follows standard patterns, while artistic communication transcends them.

In this manual, we claim that communication is never a technique but is always an art.

Here, our effort is to discuss the principles of communication, and specifically of the kind of human communication that takes place while teaching.

To discuss the "principles of didactic communication" is to define the concepts of "communication" and "didactics" and to limit the scope of their scientific study.

Here, like in other fields of other human sciences, knowledge has proceeded along a "spiraling" line: theories on communication have evolved within the dialectical confrontation of two opposite approaches.

While defining the concepts, therefore, we think it appropriate to illustrate the perspectives from the two confronting viewpoints.

The opposition between these two perspectives will accompany us through this manual.

The two confronting perspectives will receive different names, according to the issue we are debating on.

Their difference, in fact, is not extrinsic. It is an intrinsic dialectics, like the opposition that takes place in the office of a public authority, where the role of "power" and the role of "service", at the same time, contrast and integrate each other.

In different philosophical systems and different epochs, we always find those who emphasize the importance of the linguistic rules and those who highlight the importance of linguistic freedom.

Therefore, the definition of the two conflicting fields cannot be "historical"; it is rather a "methodological" distinction.

We will call the "humanistic approach", that perspective which looks at communication as an "art"; and the "semantic approach" that perspective which looks at communication as a "technique".

The confrontation between the two perspectives will constitute the pattern upon which this manual will proceed.

While illustrating this dialectical dispute, we are not neutral, since we agree with the "humanistic" school.

The supporters of the "semantic" schools would claim that a scholar should be impartial in exposing facts and opinions. The supporters of the other field, instead, claim that impartiality is impossible, because each explanation is, at the same time, a judgment.

The "semantic" approach aims at discovering a structure.

The "humanist" approach considers structures as abstract models and states that one cannot find "power" in disassembling the "facts" of the communication process.

How, then, can this power be found? What does the humanistic approach say concerning the possibility of learning "how to communicate"?

It all depends upon what we mean by "learning an art".

A technical competence is learnt when one acquires the ability to apply certain models with the proper tools.

But we say that communication is not a technique, but an art; and art is different from a technique because it is based on creation not on imitation.

Then the real question is: can creativity be learnt?

Yes it can. Or rather, it can be cultivated.

Because creativity is spontaneous; since it is an essential element of humanity.

Like freedom, creativity qualifies the human being; and so it belongs, by nature, to all of us.

So how can we cultivate our spontaneous creativity?

With this question, we enter the "didactic" field and we see how "communication" and "didactics" are connected concepts.

In fact, in this manual we will treat the question of "how to teach", that is equal, from a humanistic point of view, to "how to help someone cultivate her/his own personality".

The term "education" (from the Latin e-ducere) indicates a process of "leading out": to let one’s own personality emerge and affirm itself.

In this manual, we will look at the principles of didactics and so we will look at "what is- to teach", a question, directly based on the question of "what is education".

But how to avoid the temptation of imposing one’s models on somebody else?

How can a teacher "communicate" a way to take out from within oneself one’s own values?

We can also say that teaching is a process of "empowerment".

A didactic activity therefore includes the transmission of the capacity to affirm oneself.

So education, at the same time, includes and transcends technical training: we will therefore face the question of defining both the terms: education and training.

In this manual, we will proceed in defining the concepts that we have now introduced.

Any definition develops from other definitions: these conceptual connections will be the thread through which this manual will proceed.

Each definition is at the same time the arrival point and the departure point of the logical process.

So each definition sets the ground for confronting the different points of view.

This manual has been prepared for an interactive fruition.

Each page has been written so that the reader can proceed from one definition to the following one, or read more explanations on the same definition or see the different opinions on the same issue.

In fact, we felt the need of practicing what we were speaking about. And so this manual is an application of Internet for Distance Learning. Even a theoretical subject, like the one we are facing here, can be made approachable through a combination of visual and textual languages.

We now have technology that allows us to send messages in an audiovisual format throughout the world in real time, to an indefinite number of receivers. The barriers of time and space therefore are no longer obstructions to the transmission of knowledge.

But in order to use the new tools of communication for an authentic sharing of knowledge, we need to look critically to the way communication is shared. The purpose of this manual is to help the formation of this critical faculty.

 

The Principles of Didactic Communication

 

Sections:

 

 

COMMUNICATION, EDUCATION, DIDACTICS

1.

Communication is the process through which social ties are established.

Zoom-in

Imagine a sea accident. There has been an explosion on a small commercial ship. The survivors managed to anchor the wreck in the bay of a tropical island, inhabited by a primitive population. The radio is not functioning. There is no way to communicate with the mainland. The survivors set a camp near the seashore, in the bay where the damaged ship is anchored. The natives keep at a distance, observing. The survivors have little quantity of food and few arms.

The two peoples will be both curious and afraid of each other. Will the others fight? Could we establish friendly relationships? What are the intentions of the others? And how to communicate one’s intention? Neither of the two know the language of the other. But this can gradually be overcome. It is easy to demonstrate friendliness or hostility. But how to be sure that the others are not cheating? "They can act friendly just to hit harder when we feel secure…"

And what is the economic situation? Will the island provide enough resources for everybody? Is it possible to integrate the competencies of the two groups in a way that, through co-operation, both the groups can produce more?

These questions will be answered through communication. At the beginning, mimicry will be used. There will be an exhibition of force with the indication that force may or not be used, according to the reaction of the others. If hostility diminishes, there will be exchange of gifts. There will be some kind of co-operation until, eventually, someone will learn the language of the other and communication will become more explicit. Then co-operation will develop.

The need to communicate is primary with respect to its content. It is more important how people speak, than what people say. Which objects are exchanged is secondary: the decisive factor is how exchange takes place. So what is really important is the relationship: solidarity or competition? Co-operation or hostility?

Between the two groups, it will not be possible not to communicate. Refusal to communicate will be interpreted in a certain way and it will bring consequences.

Each act of communication will propose a certain kind of relationship. When the proposed relationship is accepted by the counterpart, the two parties will start interacting in a mutually acceptable way.

Communication, then, will have achieved its objective of establishing a social pattern.

Extreme cultural differences, like in the example above, are rare. But in more moderate terms, we negotiate our social acceptance each day: when we enter in crowded train, when we deal with a new colleague, when we fix the price for a purchase, when, at a party, we court somebody we like… We are social beings and we communicate because communication is what allows us to enter into social relationships.

 

Semantic approach

Humanistic approach

The semantic theory of language is based on some basic pre-suppositions.

The most fundamental one is that each element of communication can be divided into two: the signifier and that which is signified.

  • On the signifier side, is the "material" element: that which can be physically seen or heard, the element which is possible to transmit from one end to the other: this element is called the code, the conveyor, the symbol.
  • On the side of the signified, is the "mental" element of communication, what can be psychically understood; the factor represented by the symbols, and is called the significance, the message, the meaning.

Alternatively, the two elements resulting from the division of the act of communication, are called the "form" and the "substance", the style and the content, etc.

But whatever be their denomination, the semantic approach is always based on a dichotomy which considers what is being transmitted as separate from the process of transmitting it.

This dichotomy is a consequence of a basic distinction between the two independent identities of the sender and the receiver of an information.

The classical model of this approach is the famous linear model:

S --- E --- D --- R

Where S is the sender, E is the process of encoding, D is the process of decoding and R is the receiver.

The sender has in his mind a mental image, a "meaning", that he intends to communicate; but he cannot convey that meaning unless he transforms it into symbols. So symbols are encoded and then transmitted through the channel; on the other end is the receiver, who de-codes the message, and understands the significance of the symbols, i.e. re-constructs the original mental image.

The difficulty of this theory concerns the process of cementing the mental with the material sides. The elements which can be transmitted are "the symbol"; but the symbol by itself doesn’t have a meaning, and acquires meaning only by the process of communication itself. So while the semantic theory is very elaborate in differentiating the various elements of the communication process (morphemes, phases, links, rules, etc.), it does not explain how the meaning, which is a "mental entity" gets cemented to the symbol, which is a "physical entity".

A direct consequence of this dichotomy is the idea that the sentence is understood because the symbols are understood. Because symbols are understood, the whole sentence is reconstructed.

The process of linking the various symbols together in a coherent whole is conceived in material terms. The semantic theory postulates the existence of a "structure" which forms the skeleton upon which the sentence is composed. This structure is made up of semantic rules and linguistic patterns. By understanding the structure, the sentence is understood: when one knows the structures of the language, one understands what the language expresses.

The humanistic approach developed its views in opposition to the Semantic theory, which was earlier called the Grammarian School. The humanistic approach looks at communication as an undivided unity; and so it rejects the dualistic analysis of language. Consequently it opposes the idea that sentences are understood when symbols are understood.

The point of view of the humanistic approach is just the other way round: because we understand the sentences, we can make sense of the symbols; because we understand the meaning, we can explain how this meaning is conveyed. In a beautiful metaphor: "it is because we sing that we are able to speak" (Benedetto Croce).

The humanist approach appears to be understood with more difficulty by the academic students, because it is more sophisticated and because it destroys a number of prejudices which are well entrenched in common sense. In order to follow this approach, one has to renounce to the temptation of standardising reality. Students and teachers searching for fix standards will not like this approach much.

This is a more relativistic view, according to which human beings, not words, posses meaning. It claims that, in communication, it is not important which tools we use, but the result we obtain. The purpose of the semantic theory is to standardise the linguistic process into recurring patterns; the humanistic approach says that you can’t standardise the language. The semantic approach is technical; the humanistic approach is aesthetic and according to it there is no independent reality in the "structure". Structures are not universals.

Two people meet: they communicate and, by their meeting and communicating, they build their own structure.

The structure is not there before the process of communication, but it is created by communication. So each community re-creates its own new structure, which is based on common standard, but is modified in order to establish the peculiarities of that peculiar relationship. What is left over (or remains) from the process of communication is "language".

According the humanistic approach, communication makes language possible and not the other way round; communication attributes value to single expressions, not the opposite.

We will further explain the difference of the two approaches by confronting them around the theses of this manual.

 

2.

There is no society without group identity:

this identity is formed when communication achieves its objective.

Zoom-in

Imagine another situation.

A group of persons are working at a newspaper. There are different roles which integrate each other: the newspaper proprietor, the director, the editors, the journalists, the reporters, the photographers, the graphics, the typographers, etc. They are all associated in a common business. If the newspaper sells well, they will earn profit, and vice versa, if the newspaper does not sell, they will all lose. In order to keep a specific market niche, everybody in the newspaper complies with the philosophy and the approach of the newspaper. In this period, internal communication amongst colleagues is basically oriented towards reinforcing established roles and duties.

Suddenly an event takes place; an event that is going to change the whole set of relationships. The proprietor wants to sell the newspaper. A big media company shows interest. What will happen? The identity of the paper will change. Shall we colleagues, as an interested group, resist the sale or not? Some people may be fired; others may get promotions. Everybody will ask oneself: shall I side with my professional category, or with those who have the same political view? There will be new alliances, new competitions, new strategies. Internal communication will put forward new definitions and new problems. The new way of communicating will try to set new issues. There will be a boosted flux of internal communication until the majority of the stakeholders will be satisfied with the new definition of mutual roles and the new social role of the newspaper will be identified. After that internal communication will again tend to become redundant and reinforce established roles.

Through communication, the human group has managed to create a new collective identity. That achievement is the purpose of communication.

 

Semantic approach

Humanistic approach

The definition given above is based on the objective of communication and so it is more in line with the humanistic approach.

The semantic approach bases its definition of communication not on the objective, but rather on the elements of the process.

"Communication is the transmission of ideas, attitudes, or emotions from one person or group to another (or others) primarily through symbols" (Theodorson and Theodorson, 1969)

"In the most general sense, we have communication whenever one system, a source, influences another, the destination, by manipulation of alternative symbols, which can be transmitted over a channel connecting them" (Osgood et al. 1957)

"Communication may be defined as ‘social interaction through messages’" (Gerbner 1967)

From an academic point of view, this focus upon the "elements" of communication has allowed the development of a scientific approach to communication. The "science of communication" has tried to proceed experimentally, testing the reciprocal interaction of such "elements" by measuring the results.

The methodology, and the conceptual framework adopted in such studies, has been adopted from experimental psychology and social research; this interdisciplinary approach prepared the ground for the creation of new disciplines, like "psychology of communication" and "sociology of communication".

The scientific approach to communication acquired particular importance with the development of computers. "Computer science" and "information science" became strict allies and almost merged into one another, as the development of software required the elaboration of mathematical models concerning the way messages and commands are transmitted and received.

In the world of business, the fields which got most interested in the development of the "science of communication" were advertisement and marketing. The new abundance of marketable goods, made possible by technological progress, and the competitive business environment, created by the internalisation of trade, created the condition such that advertisement and marketing became the foremost strategic business concerns. Communication, consequently, became for companies as important as technical competence in production. Communication experts became as important as production experts. Schools of communication, consequently, became oriented towards preparing such experts, who would apply the "techniques" of communication to external communication targeted at clients, but also to competitive and allied organisations and to other stakeholders. Gradually, with a change in the business environment, communication experts became in demand also for managing internal communication within organisations: between managers and employees, between different sectors of the organisation, between the Board of directors and the shareholders, etc.

A special brand of advertising and marketing was developed for political purposes, especially for political campaigns.

In all these cases, the purpose of the science of communication was to "influence" the audience. For this reason, the science of communication began to be looked at suspiciously by artists and political activists. It appeared to many as if this "science" was providing advanced tools to the powerful ones for controlling and directing the masses; and this was frustrating the efforts of those who were aspiring at providing tools to the masses for giving them a bigger share of dignity and power.

In the field of mass-media, in particular, the increase in the power of the new audio-visual media to reach all segments of people, coupled with this "scientific" method of managing communication (aimed at subjugating the audience to pre-conceived objectives), proved to be an explosive mixture which deeply affected traditional cultures, flattening the different identities and submitting all particularities to the uniform model set by the ruling propaganda.

 

From the point of view of the Pragmatics of Human Communication, the classical model of the transmitter-media-receiver is far too limited. According to this different approach, there is never a one-sided flow of information. At each moment, there are at least two senders and two receivers. At each moment! It is not that the transmitter stops transmitting and becomes the receiver. The act of communication is always happening simultaneously from the transmitter to the receiver and from the receiver to the transmitter. That means that the receiver becomes again constantly the transmitter and the transmitter becomes again constantly the receiver.

Communication, from the humanistic stand, must be understood as a circular, not a linear, process.

What does this imply? That the "target" is not a person (or a group of persons), but the target is the relationship that is going to be established by the communication effort.

Let us take a practical instance. A teacher is talking to some students in the class. Students are not speaking. But from the way they look at the teacher, they arouse emotions in him that deeply affect what he says and how he says it. So even teaching, which may seem to be just a one-way process, is in fact bi-directional and both sides are equally important in setting the communication ground.

But only the ground? In reality what takes place in the classroom is as much a product of what the teacher says as it is of the way of sitting and watching of the students. What really matters is the interaction which is taking place.

What I’m telling to the students are ideas that are coming in my mind in that particular moment. Or course I have a pre-definite cultural background. I may have already prepared the structure of the courses and already defined the steps of my lecture. But what comes to my mind in the class is a result of the living interaction occurring "then and there". From the way students are sitting, they are communicating to me their interest and their level of comprehension. As I proceed in the discourse, I change what I am telling them.

This interaction is not taking place only on the intellectual level, but also on the emotional level. If I respect the students, they will respect me more; and if I feel challenged I will challenge them. What I am formally saying will continue to be in line with the pre-defined topic (I am following a standard curriculum); but in reality, teaching will be completely different according to the human relationship established in the classroom.

From a professional point of view, it is clear that while the semantic approach furnishes the tools for the "technicians of communication", i.e. for the expert who has to transmit pre-conceived notions, the humanistic approach furnishes the tools for those who want to establish new contents for new varieties of human relationships.

In the business world, for instance, special attention to the humanistic approach is given by the psychotherapists, who don’t need just to "inform" their patients, nor to "convince" them of any theoretical belief, but need to help their patients to change their way of relating to others, and make them at the same time more confident of their nature and more open to the nature of the others with whom they interact.

For the same reason, as we will see later, why he humanistic approach is especially important for the elaboration of a didactic methodology.

 

 

 

3.

The objective of communication is achieved when a group of "I’s accept to identify in a "we".

This collective identity is the psychological base of a society.

Zoom-in

Imagine a newly colonised land in the American Far West, where people immigrated from different nations. Some are cattle breeders, other are farmers, other miners. They live apart, far away from each other, scattered on the vast grasslands of the New World. At the beginning each family keeps community ties only with people of the same ethnic group or of the same religious faith. Then they start interacting with the neighbouring communities. A small market place develops into a small town. Law and order problems increase. And people start realising they have common problems, which require collective solutions. But how to agree on common principles? And how to establish a hierarchy that can assert authority upon all the members of the group?

Gradually those people will develop a new sense of community, with its principles, its laws, its sense of internal solidarity. Such a social identity will not be achieved once and for all, but it will be a temporary settlement of a constantly evolving process.

In fact the original smaller communities, which get united into the larger identity, will continue to exist, although more loosely. And in its turn the new social unity will integrate into an even larger administrative set up, with its ties to the State … to the Nation … to international alliances.

On the other hand, internal communication will continue to develop the social identity. Collective choices will be taken. The municipality may decide to open churches, schools and hospitals. May be a theatre. And what about a newspaper? And what will be the curriculum of the school? There will be political competition. May be the newspaper will split into two. And the church will make a new theatre that holds Easter performances.

All this is the result of the process of communication. Be it in the context of the family or within the assembly of the United Nations, the scope of communication is always to develop a sense of community, for sharing interests and values.

 

Semantic approach

Humanistic approach

The concept of "structure", based on the semantic approach to language, has been used beyond linguistics and applied in order to explain social organisations, cultural traditions, etc. etc.

The "structuralist" interprets every social norm as one element of a complex "social structure", which is the skeleton upon which the society stands. Each norm has a function which can be comprehended only if seen as a part of the whole mechanism.

From this point of view, society is an aim. Individuals are supposed to occupy certain positions and fulfil certain roles because this is functional to the well being of the social body. Everything, including religion, arts, entertainment, etc. is explained in terms of its function in the social structure.

The links between social structuralism and structural linguistics are very strong: just as words possess meaning only in combination with the other parts of the sentence, so also each social norm has a meaning only in reference to the whole social structure; and like language has its permanent set of norms which forces all linguistic expressions in pre-determined patterns, so all human actions occur within pre-determined patterns.

Structuralism has been a powerful force driving the development of social and anthropological analysis. Seen from this approach, what is important is not the episodic human events, but their relationship with the permanent structure to which they are semantically attached. So the structural sociologist searches below the surface of the changing historical events and discovers the constant pattern of all human interactions.

Out of this approach, new social perspectives have developed. For instance, concerning the relationship between the different sexes or between the different classes of the social body. The focus of attention has therefore shifted from what society manifests (i.e. a certain religious faith) to the base that sustains social relationships (i.e. the submission of a certain social group to another).

From this perspective, cultural institutions finally only serve the scope of making the established order acceptable to everybody in the system.

Benedetto Croce calls sociology "theoretical history". With this affirmation, he voices the uneasiness of historians when faced with the abstract models of sociologists. What makes them perplexed is the idea that an abstract "society" becomes the aim of concrete "human beings".

From the humanistic point of view, human history is an expression of human freedom. How can everything be explained as compliance with fixed patterns?

From the humanistic point of view, the human being is the aim, and society is the means. Like language has developed certain rules only to permit the expression of new ideas, so society has developed certain norms only to permit the human realisation of its members.

Human beings are considered creative by nature, and the most basic creation they produce is their own spiritual life, their own individual history. In this respect, every production is an element of this activity of self expression.

The fact that human beings realise themselves in a social set up does not make them less creative: on the contrary, society itself is a product of their collective effort to affirm their human nature.

The driving force within the social institution is the aspiration of setting all social interactions upon a civilised ground. Civilisation allows the establishment of justice, the growth of knowledge, the formation of a refined aesthetic taste, etc.

Naturally, power tensions persist in each system. And each institution, which is in itself a realisation of freedom, tends to become a stereotyped structure, to which people have to conform. But this instability is what gives rise to a permanent dialectics which renews the scope of political participation. Freedom cannot be a permanent acquisition and cannot be passed on from one generation to another: freedom is the imperfect new realisation of each new generation.

Applying the same ideas to communication, the humanistic approach teaches that nobody can simply comply with pre-conceived patterns: meaning is there where there is a novelty from the old pattern. And each new composition drives the whole language towards new standards.

That is why art and literature have to be constantly recreated; and no civilisation can maintain itself merely with the observance of previous realisations.

Social structure is not a definitive edifice. It is rather the provisional achievement of a socialisation process which, in order to exist, needs new communication: because it exists concretely only as the product of successful human interaction.

Communication is therefore a new effort to establish the relationship on a mutually acceptable ground. Communication is what abolishes the distinction between the "sender" and the "receiver". They both need each other to affirm their respective identity: just like a teacher is a teacher because he is learning through his relationship with the students; and a student is learning because is teaching himself through his relationship with the teacher. Or like the artist who realises himself in the artistic enjoyment of those who appreciate art.

 

4.

The formation of social identity is however just one of the two planes of communication:

the other is the expression of the personality of the individuals.

Zoom-in

If we say that a common identity is the objective of communication, we do not mean that communication is prompted by some kind of altruistic community service. Persons communicate to express their thoughts and defend their interests. But the fact remains that when people speak, they want the others to listen. And the counterparts also want to be listened.

Unidirectional communication is no communication at all; and it does not even serve the scope of the speaker.

At the same time, the community dislikes those who are not affirmative, who do not form and defend a point of view.

This means that the objective of communication is twofold: on the one hand, it is the affirmation of the personality of those who communicate; on the other, it is the establishment of a social relationship.

Let’s take the example of the most basic form of sociality: a couple.

They have developed a strong sense of "we". They have created a universe of their own, which stands apart from the rest of the cosmos; that "rest", from their point of view, is almost an alien world. In spite of this strong sense of unity, each person is there to affirm himself or herself, not to affirm the couple as such. And if one of them stops acting in her or his own interests, and performs her or his role in a stereotyped manner, without individual creativity and enthusiasm, (like it often happens in a marriage, if the two take on the role of "husband" and "wife" without creativity), then the sense of social identity will remain strong, but the communication will be frustrating, and the partner will probably complain strongly about this lack of expression.

Without the expression of one’s personality, therefore, there is no authentic communication. And therefore there is no authentic sense of common belonging.

 

Semantic approach

Humanistic approach

By focusing upon the medium rather than the message, the semantic approach aims at understanding how a concept is transmitted from the sender to the receiver. It leaves out the question of how the concept is originally formed in the mind of the sender. That question seems to belong to a psychological stage "prior" to the act of communication, which starts only with the question of transmitting it.

So the whole aspect of "creativity", from a semantic point of view, belongs only to the "forms" of the expressions.

This approach has an historical background in the aesthetic theories based on the differentiation of the "plain" and "ornate" languages. The "ornate" language would be an "embellishment" of the mere act of transmitting the thoughts, which is the job of the "plain" language.

In a contemporary set up, the "ornate" does not take the old connotation of "refined taste" but rather it takes the connotations of "efficacy", "power", "to-the-point", etc. And with the change of media, the efficacy has more to do with the graphic components and the sound effects, than with the eloquence or the techniques of the composition of a phrase.

What does remain constant in these approaches is the differentiation of "form" and "content". The aesthetic characteristics would belong to the form, where the "logical" features would belong only to the "content".

A typical consequence of such a distinction is the term of "creative" applied to people working in the advertisement companies, who are restricted to envisage the right "embellishment" necessary to make the commercials appear "attractive".

Contrary to the distinction between the "plain" and "ornate" language, the humanistic schools of aesthetics consider "art" as a substantial quality of the integral expression.

These humanistic approaches start looking at the communication process from an earlier stage, and consider the development of ideas as the real ground upon which communication starts. Somebody communicates "to others" only after one has successfully communicated "within". This internal research represents the source of all artistic production and therefore constitutes the main preoccupation of each artist. But this does not mean that the "others" are not present: because the concern for the others is internalised in the artist, who is not concerned with a mere affirmation of the ego, but aspires at an expression of a universal human truth.

Creation therefore starts with a realisation of one's soul, of the spiritual unity with the rest of mankind.

This is the approach which has animated the spirit of Italian Renaissance, and which has remained at the core of the idealistic tradition of aesthetics.

This school of thought, went a step ahead, with Benedetto Croce, by stating that it is really not possible to make an absolute distinction between "poetic" and "ordinary" language, since creativity belongs to all thoughts, and the effectiveness (and beauty) of the expression is an integral part of each act of communication. A basic point defended by Croce is that not only formal art, but every human expression, is a creation (and so an art). Also translations are in fact new creations. There’s no re-codification as such, because mere re-codification is not possible. Every translation, every transmission, every act of carrying the message is a new linguistic process, is a new creation. Carrying forward the message is not a technical task but an artistic one.

A basic consequence of this approach is that the artistic sensibility has to be present in both sides of the communication process, i.e. in the transmitter as well as in the receiver. You cannot convey art except to the person who has an aesthetic sensibility. So aesthetic enjoyment is as artistic as is its composition.

If you have to translate something, you will have to enter into two artistic processes: one is the enjoyment of the meaning; the other the re-transmission of the meaning. So the translator is doing two processes of creation; not just one but two creations.

 

5.

Social solidarity is created by taming the desire for personal power:

this submission is called "socialisation".

Zoom-in

Those of us who have children know how beautiful is to grow little humans.

But also how difficult it is. They are terribly selfish. They want everything for themselves. The smaller they are, the more they want to command. Parents become the "servants" of their babies. They cannot avoid it. Small children cry their hearts out if they don’t get what they want. But in many cases, parents just cannot consent. If children insist in pretending, they get a scolding; if they persist, they may even get a beating. So children gradually learn that by expressing some kind of desires, they will not necessarily receive satisfaction. These expressions will have to be mediated. Children quickly learn to conduct negotiations. Initially, within the family. Later, in the outside world. And with this capacity to negotiate, they learn how to communicate with the others.

What parents do with their children, social institutions do with the members of the social body. We all wish others to do what we like. Everybody would like to be the master. Nobody would like to be the servant. And when conflicts arise, there are two possible methods of solution: confrontation or co-operation. In human communities, there is always a mixture of both the methods; but the proportion varies, according to the barbarian or civilised level achieved by the community. And this difference does not only regard the culture of different nations and peoples. Also family cultures, class cultures, company cultures, etc., are enormously different within the same national context. Which of us did not ever change a well paid job because the working environment was too rough or crude?

In any case, social groups present the rules of the game to the newcomers, noble or primitive as they are: and the newcomer has to comply with those rules.

The acceptance of the rules implies also the acceptance of the codes, symbols and manners. Once these are accepted, the individual can express himself and tell the others what he wants to do and what he wants to obtain. Without the acceptance of the common language, there is no communication; and therefore no socialisation.

 

Semantic approach

Humanistic approach

From a structuralist point of view, the acceptance of the social rules constitutes the "entrance gate", through which every new member of the society has to pass in order to be accepted in the social body.

In this case, the process of "socialisation" seems to be a linear process, consisting in the presentation of the rules that a new member has to accept.

This simplified socialisation, seen as a sort of standardisation process, reflects the lack of concern of the semantic approach for the modalities by which rules are established.

The case is different with the humanistic approach which, in the theory of "meta-communication", makes the setting of the rules as an essential factor of the way communication takes place.

An essential concept of the pragmatics of communication is the concept of "meta-communication".

"Meta" means after, beyond, besides. Like metaphysics, which means what comes after physics. In mathematical models, the idea of a "meta-level" is very important. For instance, the rules of the game are not a part of what the teams play. Setting the rules is a "meta" level with respect to playing the game. Rules are required for the game, but they are not what players are playing. "Meta-communication" is when we communicate about communication.

When I am talking about my ideas, I am communicating; but when I tell somebody what I like, or dislike, in our relationship, then I am meta-communicating.

Sometimes meta-communication is frank; many more times, it is not explicit. If I ask you "Have you understood"?, I am explicitly meta-communicating. But in fact meta-communication is not just something that happens sometimes—like when we say "have you understood what I’m saying?". That is an official meta-communication (or if I tell you that we are now going to speak in Italian, it is officially a meta-communication, because we are setting a code). But the Pragmatic School says that this meta-communication always happens. Every time I am communicating, I’m at the same time meta-communicating. And finally meta-communication is more important than communication itself and it makes sense of the meaning of what I’m communicating.

Let us take the example of the communication that takes place during courting. Meta-communication is clearly, in this case, much more important than what we are talking about. I am courting you. When I ask you "what you’re doing this evening", my real purpose is not to know what you’re doing this evening, but to know if you would be interested in seeing me this evening. And you immediately understand that mine is an invitation, even if you pretend not to understand. The invitation is clearly the meta-communication, while the knowledge of how you plan the evening is what communication is officially dealing with. (And so in this case, the invitation is the real "content" of the communication, while the question of the evening schedule is just the "form"). On the one level, I am saying something and on another level, I am asking "how do you perceive the fact that I’m telling you this". What I want to know is your reaction. It is not yet an open invitation, but nevertheless it is a clear invitation. If you want to be cool, you just tell me what you are actually doing, pretending that you have not understood that what I said was an invitation. It would mean that you are not interested in the invitation. If instead you show that you have understood my invitation and you ask "Why"?, you are openly meta-communicating: that means we are focusing on the true issue; we are getting more intimate. But we are meta-communicating in both the cases. If you say "This evening, I’m studying" , your meta-communication will be "thank you for your invitation, but now I am not interested" and from your tone I will understand if it is a "maybe next time" or "no chance". If you say "Why?", you really ask "why are you interested in what I’m doing?" Now the ball will be back in my field. I have to explain the reasons of my interest for you. I can become more intimate or less intimate or pretend I just wanted to know. Or I can say "I would like to meet you this evening". Now the ball is again in your court. You have to tell me if you are interested in my interest for you. Now, clearly in this process, meta-communication is the essence of our communication. And what is being said is absolutely marginal.

Another important aspect of "setting the communication rules" is the process of "punctualisation".

To "punctualise" a communication is the effort to understand the sequence of action and reactions in the exchange of messages.

When we fight, who started the fight? We always tend to attribute the initiative of the good things to ourselves and the initiative of the bad ones to the others. To be objective in recognising reciprocal interactions is not easy. Also because in many cases the open expressions are provoked by the counterpart who pretends to be surprised by the reaction itself.

Let take a look at real life. Each country has a Defence Ministry. No nation has an Assault Ministry. So theoretically, we could do without Defence Ministries, because no nation plans any attack upon the others. But the others’ defence is perceived as an attack. So I’m very worried if my neighbour is doing a huge defence program; I will immediately perceive it as an aggressive intention.

Let’s change the field and analyse the courting process. Who starts the process? Who has allowed the other to take the further step? Once one "allows" the other to advance a little, the other perceives that permission as an invitation. It’s not easy to understand, to punctualise the answer- who is taking the initiative and who is responding? And there is always an ambiguity, so people can pretend they were not "courting" but merely "joking", or "being friendly". But while "joking", there are many small passages of the intention to go "a little further"; then if the other does not respond with hostility, it means that permission is granted. The language of courting is different for different cultures. A nice example that Watslawick makes in his book "Pragmatics of the Human Knowledge" is about how both Western men and Japanese women complain that the courting of the other is too fast. How is this possible? We can understand that one culture is faster than the other; in that case one of them should complain of "too fast" and the other of "too slow". But here, both are complaining of "too fast": why? The issue was on where the "kiss" is placed in the courting process: in the two cultures, the "kiss" is put in a different stage of the punctualisation. In the American culture, the kiss is a step taken very early in the relationship: after an initial intimacy, kissing is a natural step. But there’s still a long way from the kiss to the moment when the relationship enters into full physical intimacy. The kiss may be just the next step after, say an invitation to the cinema: there is still a long way before sleeping together. But in the Japanese culture, the kiss comes almost at the end of the courting period. After the kiss, the relationship turns fully physical as the next step. So, when the American men made the move to kiss early in the relationship, for the Japanese women it was too fast, because it meant a sexual commitment and this was too early in the relationship. But the American had taken the step: so the Japanese was forced either to break off or to give in. In case the Japanese women decided to go on, at that moment they were ready for full intimacy. But this was too fast for the American men, who expected still a lot of courting time after the first kiss . So both were finding the other "too fast". For different cultures, the "kiss" stands in a different position of punctualisation in the courting process; but both the cultures perceive a punctualisation process.

Another example is the difference in punctualisation as perceived by the Indian and the Italian cultures in the dinner structure. In the Italian culture, when people are invited for a meal, the meal is served around fifteen minutes after the guests arrive. This is because in the Italian culture, the real conversation time is during and after the meal. So, people talk for hours after the meal, because the Italian culture assumes that one has more energy and is in a better mood once one has eaten well. Instead in the Indian culture, the conversation time is before the meal and so the meals are not served immediately after the guests arrive but much later. The Indian culture assumes that once one has eaten, one tends to become lazy and sleepy and so is not in the mood for making interesting conversations. So, a misunderstanding is always created between the Italians and Indians. When Indians go to the Italians for a meal, they consider the serving of the meal as an indication that the Italians are not really interested in talking to them; Indians think that Italians are bad mannered in serving meals so quickly. Instead, when Italians go for meals in Indian homes, they consider it bad manners to serve food so late; nor do they like the fact that after dinner they are invited to leave. So in both cases, they are, often, unable to perceive each other’s kindness, and they interpret it, instead, as indifference.

 

6.

On the base of the objectives, we can therefore distinguish two varieties of socialisation:

The latter is educational communication.

Zoom-in

A social system has to consider a way to give access to the newcomers: if not to the "strangers", at least to the new generations.

From the point of view of social interest, each new individual is potentially a resource and a danger. She or he is a resource because, once integrated, she/he will enrich the social body with her/his specific competencies. It is a danger if she/he is resistant to integration and if the "intruder" uses the resources without contributing to the creation of richness. So it is important for the social system to organise itself in such a way that the new members get integrated. At the same time, it is important that the capacities of the individual will be valued by the system into which she/he is being integrated, since the value of the contribution will depend upon their competence.

 

Semantic approach

Humanistic approach

While the structure is made of rules, the individual roles depend on the function they fulfil in the system.

As we said before, social anthropologists tend to see society as an aim, and so they explain the division of social roles in terms of social functions.

From this perspective, "education" is consequently a process of "upgrading" the human resources of the social system.

This approach of structuralism is in harmony with the semantic perspective, which is concerned with the transmission of standardised knowledge.

But, as was the case with the acceptance of pre-conceived rules, this approach does not tell us anything about who is going to set the social priorities.

 

The humanistic approach does not agree in considering the welfare of society as the objective of education.

Society itself is an abstraction: only individuals are real. So, from a humanistic point of view, it is not the individuals who have to serve the social order; rather it is the social order which has its raison d’être in serving the needs of the individuals.

So, as we will see better ahead, the humanistic perspective reverses the conception of structuralism about who is serving what.

 

 

 

7.

Therefore to educate means :

to help the person develop her faculties

and to express her individuality.

 

Zoom-in

Nature gives us a body and a mind. Some of us are naturally more beautiful, more healthy, more intelligent, more sensitive than others. But what matters is the use we make of the resources given by nature.

Intelligence and sensitivity can be educated. This means that we can take care of our potentialities, understand what we need in order to express ourselves, create the condition so that our faculties can develop.

Each one of us also knows how difficult it is to take care of ourselves. It is not so easy even to care of our own body: to keep limits, to balance opposite desires, to do physical exercises, etc. Even more difficult is it to cultivate our mind. We are more inclined to exploit our resources, than to foster them. And that is what finally makes the difference between human beings: more consequential than what nature has given to us is what we did with it.

But can we learn how to cultivate ourselves? When our capacity of understanding has not yet matured, how can we understand the importance of developing ourselves?

Here, becomes clear the consequence of a society that takes care of educating the young generations. Different social systems adopt different institutions: centrality may be given to family, caste, religious community, private market, state, etc. But the core issue is not what institutions are responsible for educating, nor what they teach. The core question is HOW they teach, i.e. whether education is centred in the development of the human faculty of the individuals or centred in the adaptation of the individual to preconceived social structures.

In both cases, we have a process of socialisation. But only when teaching is centred on the development of human faculties do we have an authentic process of education.

 

Semantic approach

Humanistic approach

The distinction between "significant" and "significance" (or "substance" and "form"), which is essential in the semantic approach, has an important consequence: that, on a psychological level, the development of one's personality is considered apart from the expression of one's personality.

So, in the case of communication, the semantic approach postulates first the existence of the idea, and then its "transmission" (via encoding, etc.). In the same way. it is believed that first the psychological personality assumes its peculiar character, and then the person expresses her/his characteristics to the others.

In this case, we would express to the others only what we already believe we are; and we would not need the process of communication in order to become aware of what we think.

To communicate would be like sending somebody else a letter containing things we have already told to ourselves. With the only difference that in sending it to others, we can manipulate and cover- up, according to the degree of sincerity of the relationship and the expectations we have on the counterparts.

This way of separating self-awareness and expressions contrasts with the humanistic perspective.

The humanistic approach is just the other way round. It believes that the process of becoming aware of oneself, and the process of expressing oneself to the others, are inherently correlated.

In this respect, human "communication" implies much more than a mere repetition of pre-conceived notions.

If I am just making common statements and standard slogans, I’m not really communicating, nor am I becoming aware of new aspects of myself.

Until I’m saying my things, and you are saying yours, I’m just informing you and we are not together creating communication. But if I start getting some ideas because by talking to you, I’m getting those ideas; and if I’m enough open to recognise that my mind starts thinking in a new way because of you; and you also acknowledge that you start thinking like you are because of me, … then we really enter into a creative way of communicating.

When this happens, communication becomes really gratifying. We become aware of the fact that we start thinking ideas we weren’t able to think before our relationship.

If I like a person very much, it is not just because the person is attractive. That too is important. But more important is how good I feel with that person. If I find the conversation involving, it is not just because it is "objectively" interesting, but because that dialogue makes my mind open to new perspectives.

 

 

8.

The complex of situations and techniques used by the teacher in order to educate is defined "didactics".

 

Zoom-in

Once we have understood what education is, we can tackle the problem of how a teacher educates. In fact, education is much more than a transmission of information from one who knows to one who does not. Or rather, mere information is a possible method of teaching. But the objective of developing the personality of the learner goes beyond that. So what is the relationship between the method and the objective of education? This question is the starting point of "didactics".

And what is the answer? As is the case with all human sciences, there is no univocal answer. The didactic method adopted will be different in different cultures and contexts. If education is an art, each teacher will develop her/his own method. And the same educator will vary the method according the each learner. Even with the same learner, the method will be changed according to the development of the educational relationship and will be adapted to the specific context within which teacher and learner are communicating.

Imagine a "gurukula", a school of ancient India. It was located away from the main urban centres. Or was a residential school. Learners would have lived under the guidance of the teacher as her/his assistants. The didactic relationship was extremely personal. In many cases, the relationship would have been more intimate than the relationship within the natural family. This intimacy was independent of the form of discipline. It could have been a school of martial arts or a school of kama shastra. The objective was to develop the personality of the learner, to arouse the dormant spirit in her/him, to make her/him ready for the world.

Nowadays there are, in modern India, attempts to return to the "gurukula method". So, residential schools are built in the countryside. And traditional arts are dug up and thought afresh. But the result is very poor. The "method" cannot be applied in a totally different context. Now social relationships have changed. Economic perspectives have changed. Cultural values have changed. How can the didactic method remain the same?

Human nature has not changed: therefore the fundamental requirement that remains is of adapting communication to the character of the persons who are involved in it.

 

Semantic approach

Humanistic approach

From the semantic point of view, the question of "didactics" is merely a question of the communication genre.

In this genre, the purpose is to help the learner in the process of retaining the information delivered by the teachers.

Teachers should apply an "efficacious" communication "style", in order to stimulate the observations and facilitate the process of memorisation.

To this end, the "didactic content" undergoes various processes of "embellishment", with the scope of making it more accessible and attractive. So, the learner will retain the maximum amount of information with the minimum amount of fatigue.

The ideal objective of this approach becomes "edu-tainment": a composition which has both the characteristics of providing "education" and "entertainment".

The objective of providing education in an interesting and not a pedantic manner is shared by the humanistic pedagogic approach. The difference is that the "attractiveness" of communication is not searched for in the way the content is expressed, but in the process of education itself, where "content" and "form" create an indissoluble unity.

What makes education attractive is not just the presentation style, but the enjoyment of a reciprocally gratifying relationship between the teacher and the learner.

From the humanistic point of view, the didactic objective is not to provide information in a nice manner, but to transcend "information" and start an authentic process of human communication.

The distinction between "information" and "communication" is peculiar to the humanistic approach.

Information is considered uni-directional and communication bi-directional (or multi directional); i.e., the sender is at the same time a receiver and the receiver is at the same time a sender.

But from the pragmatic point of view, in reality there is never communication only in one direction. Even if in a particular moment, we can isolate portions where communication is only in one direction but the process is always global. Even in the case of media which seems to be just uni-directional, like television.

The viewer cannot answer individually, but she/he can socially. Television is a part of the political and social process, so even here communication takes place both ways.

 

THE DIFFERENCE BETWEEN RHETORIC AND DIALECTICS

that is, between the objective of persuading and the objective of educating

 

9.

It is possible to obtain the co-operation of the counterpart either through an association for a common objective or through the assertion of power.

Zoom-in

Let’s return to the example of the island where a group of survivors from a shipwreck encounter a primitive society. We assume that though our survivors have some modern arms, their small number and the inexperience with the environment makes them weaker than the natives. So the communication between the two groups will be based on the fact that power is unevenly distributed: there is one side which can impose decisions by force. However there are obvious disadvantages in the use of force. A fight will cause heavy damage to the natives as well. On the contrary some sort of co-operation will produce benefices for both sides. So the process of integration of the two groups will bring about the some distribution of benefices. The immigrants will be more careful to observe the customary practices of the natives. They will bow in front of the local hierarchies. They will more keen to respect the local habits than will be the natives in respecting the habits of the survivors. When some conflict of interest will arise, let’s suppose in the division of the territory, the natives will be able to push forward their arguments by a mere representation of their superior state of power.

After a while, however, things may change. Natives will discover that their neighbours have more knowledge on many fields. They know how to treat certain kinds of illness. They can make very efficacious traps. They know how to produce cheese from the milk of goats. They can build bigger and safer boats and melodious musical instruments. They can also represent their thoughts through writing. Gradually, the balance of power will change and the immigrants will be able to reduce their subordinate position and convince the natives to a more favourable co-operation. Immigrants will succeed in communicating that the natives will get more benefices by a fair integration of competencies rather than by maintaining the previous position of supremacy.

This very same dynamic remains valid in all communication contexts. In the case of educational interaction, for instance, the teacher can claim authority either by the clarity of her/his argument or by a representation of her/his position of power over the students.

 

Semantic approach

Humanistic approach

The "science of communication" is strongly influenced by the professional context to which it caters.

So, research on communication is mainly oriented towards furnishing additional tools for advertisement and marketing.

In such a context, "efficacy" in communication is seen mainly in terms of "appealing formats".

If we expand the purview to look at communication in different cultural set ups, we can surely realise that, more important than the way somebody says something, it is important to know what arms the speaker has, and what is her/his capacity of using them upon the listener.

For that matter, schools of communication consider the importance of providing "authority" to compositions. For instance, the company newsletter editor will learn to put the letter of the CEO in the front page even if this is bureaucratically written; or a Diocesan TV station manager will be careful to make the Bishop appear frequently, in spite of how photogenic he is or not.

In the case of a newspaper, a TV magazine, etc. it becomes fundamental to create a balance of elements such that the composition appears, at the same time, pregnant with meaning and also endorsed with authoritative recognition.

From the semantic point of view, it is not easy to give reason to these "externalities", even if it becomes clear that, in such cases, the context of relations becomes the fundamental factor attributing meaning to the transmitted messages.

One way of trying to solve this problem is to enlarge the field of semantic analysis according to the medium considered. So, for instance, in the case of the newspaper, there is a "syntax of the printed page", where the relationship between articles, titles, boxes, graphic elements, etc., is analysed in the same way that grammar analyses the semantic elements of sentences. Analogously, there is a "grammar of the shot" and a "grammar of the sequence" for films and videos. There is also a grammar of the multimedia interactive product; and so on.

In any case, the semantic approach restricts its analysis of the efficacy of communication only to the formal elements of the composition and does not take in consideration the power relationship among the communicating subjects.

From the humanistic point of view, instead, what really matters while giving significance to the elements of communication is the characteristic of the relationship which is established amongst the communicating subjects.

The objective of the humanistic approach is to provide tools for enhancing the level of the ground upon which social communication takes place.

This "level" depends on the degree of solidarity/competition present between the counterparts. The higher is the degree of solidarity, the higher is the human quality of communication.

Things are, however, not so simple, for the very fact that competition is not just a negative factor but is also an essential element for social dynamics. Competition can be constructive or destructive, according to the way it is played within the system.

Societies would not work well if their interactions were ruled only according to the principle of solidarity. Societies need competitive games. Dynamics, competition and solidarity must all be present.

Competition is based on relative power: one gets the benefit if other loses; my victory is the other's defeat. In relationships based on solidarity, instead, we all stand to earn; or to loose.

It is easy to understand that prosperity in a community depends upon social and economic organisation. The more there is solidarity, the more the community will prosper. It is, however, important that the community also maintains a level of competition. If all the benefits of work are shared, there is no incentive to personal commitment.

Solidarity and competition therefore must both be present in a relationship and kept in the right balance. There is an acceptable and a negative level of competition.

This is always a continuous dynamics and fixed plans are not possible. That’s why no constitution can establish the rights of the people once and for all. There’s instead the need for a constant process of communication, which re-settles the power games within the limits of the communal interests.

 

10.

In fact only a part of socialisation is obtained through educational communication; the rest is obtained through the imposition of norms.

Zoom-in

Let’s now change the traits of the close encounter between two civilisations; the situation we’ve been using as an example.

The newcomers on the island inhabited by a primitive society are not a weak group of survivors. The newcomers are well organised. They have arrived in a big group, are well equipped and well armed. Their ships are many and in good condition. The newcomers construct a town, a port, a fort, a court, a church, a school. They take full control over the island, which is rich in silver ore. The economic and political system of the natives is scattered. Now if they want to survive, they will have to serve the newcomers: women as domestic servants; men as miners.

In this context, the social rules will be set by the dominant newcomers. These rules have to be "explained" to the natives. Power is used to make the native comply. But comply with what? There is need to educate them to the new rules. Naturally, in this case the word "education" is used improperly. It’s better just to say "socialise", i.e. to integrate in the social system. On the other side, the newcomers will have to present, more or less sincerely, the motivation which is at the base of these rules. So, for instance, priests will have to explain the new theology, judges will have to explain the new laws, etc. Even when rules are imposed they have to be divulged. And this requires a kind of teaching, which is not educational in the true sense, but it is still more than mere information.

This sort of superimposition of norms happens also commonly within a homogeneous social set-up, when there is no authentic educational effort towards the new generations but merely a process of institutionalised socialisation.

 

Semantic approach

Humanistic approach

We have seen before that, from the point of view of structuralism, the process of socialisation is obtained by the compliance with the norms of the social structure.

Norms are considered to be functional to the system. There doesn’t arise the question of the cultural activity required for the establishment and the maintenance of social institutions.

This question becomes pivotal in the humanistic approach.

We have seen how the humanistic approach distinguishes, in its effort to improve the level of social interaction, the dynamics of competition and the modality of co-operation.

Parallel to this distinction arises a different system of imposing social norms: on the one side are the norms imposed on the base of the principle of "power", on the other side are the norms imposed on the base of the principle of "authority".

Based upon this differentiation, we have two different "entrance gates" for the members of the community, who will be "socialised" in two different manners, according to whether the objective is "teaching to obey" or "teaching to be free".

 

 

11.

The assertion of power also needs to communicate:

in this case the objective is the imposition of norms.

Zoom-in

"Power" is never absolute. It is a relative factor. Power always requires submission.

There are different varieties of power and different manifestations of it. In any case, power depends on the compliance with the orders. Communication is therefore necessary in order to actualise power.

Power has to be "convincing". It may convince because it is capable of obtaining a sincere delegation. It may be convincing because it generates fear. It may be convincing because it offers remuneration. Whatever be the reason, "power" has to convince.

Power becomes entrenched in social systems, once its decrees become social norms. There is no established hierarchy if, each time, there is, anew, the need to convince. In the phase of its establishment, those who aspire for power need to justify their claims, with good or bad means. But once power is obtained, there is no need of convincing for each new decree. Redundancy of statements is sufficient for the maintenance of the equilibrium.

 

Semantic approach

Humanistic approach

The objection made by the supporters of the semantic approach to the supporters of the humanistic approach is that the latter is mainly "theoretical" and does not deliver the tools necessary to make communication entertaining and effective.

They accuse their counterparts of being too concerned with ethical preoccupations, of being too "professor-like", out-fashioned and of not behaving "professionally" in the way they approach the practicalities of communication.

The objection made by the supporters of the humanistic approach to the supporters of the semantic approach is that the latter is too "technical" and that is subservient to the powerful organisations, which employ the "technician" of communication for submitting ever larger masses of population to pre-determined standards.

They accuse their counterparts of being too servile, of having a uniform and uncultivated aesthetic taste and of confusing profession with lack of ethical concern.

 

 

12.

The justification of power in a community is called "persuasion".

Zoom-in

While we are writing this section, a military campaign has started in Yugoslavia. Dialogue has given way to the use of brutal force. Yugoslavian army is using force to submit the people of Kosovo. And NATO is using force to submit the Yugoslavian Government.

On the domestic front, however, all commanders need to justify their choices to their own people. So, Governments are busy in portraying the counterpart as devils thirsty for war; and they come in front of the media describing themselves as angels of peace. Both counterparts accuse each other of genocide. They accuse each other of telling lies to their people and of utilising media for false propaganda.

Naturally, during a war, stands are radicalised and tendencies become extreme. But war is just "an extension of politics with other means". And politics is not done only in parliaments. Each human group has its own politics. In organisations, in a company, in the neighbourhood, in the church, in the barracks, in the school, in the club, in the family … people organise themselves hierarchically and play internal politics. In all groups, those in command need to justify their power in front of the rest of the community. There are naturally different sorts of justifications, as there are different sorts of power. But in any case, the basic justification is that power serves the requirement of the community.

Power has to justify itself as a service. At times this justification may be authentic. In other cases, it may be used as a pretext. In extreme cases, the justification is merely an affirmation of a brutal order. But in any case, it is fundamental to persuade people that this power creates a better order. A power that is unable to persuade the rest of the community about the advantages of its system of order, is a power destined to fall.

We call "persuasion" the kind of communication that people in power do in order to justify their role in front of the rest of the community.

 

 

Semantic approach

Humanistic approach

We have seen that the semantic perspective tends to exclude, from its purview, the analysis of the scope of communication, limiting itself to the means of achieving communication effectiveness.

Consequently, education is seen as a genre like others; other genres are entertainment, advertisement, political propaganda, pastoral communication, etc.

In each case the objective of the communicator is "to reach the target", i.e. to make the receiver act according to the expectation of the sender of the message.

The humanistic approach opposes the idea of assigning any substantial importance to the division of genres.

Each composition possess some of the characteristics of each genre. And genres themselves are innumerable, depending on the perspective of the one who is making the list.

Communication should be differentiated from unstable genre formats. Communication differs according to the objectives of the act of communication. So, it is the human "intention" of the communication that really matters.

Also, the "effectiveness" of communication should not be seen from a formal point of view, but from the actual results it produces.

 

13.

Different are the forms of communication aimed at obtaining subordination and the communication aimed at obtaining co-operation:

in the former, it is necessary to submit the individual scopes to the communication logic;

in the latter, the communication logic has to be submitted to individual aims.

Zoom-in

Imagine a developing country, where television broadcasting has recently been liberalised. Two new TV stations are being set up. One is being financed by a multinational company that wants to expand its markets: the objective is to find a way to distribute the TV products produced abroad. The other is financed by a co-operative organisation of a local journalist, who wants to defend the traditional culture from the negative effects of globalisation. Both stations have their right to exist and both cover a legitimate business niche. But their communication pattern towards people is basically different. They both want to influence people. But what they mean by "influence" is radically opposite.

In case of the commercial television, financed from abroad, the objective is to penetrate in a new market by changing the culture of the local people and substituting their traditional values with the models of a different culture. This will diminish the freedom and the dignity of the local people, but may give, at least at the beginning, concrete economic advantages. So, in this case the television will try to exploit, as much as possible, the power of the media in order to convince viewers that the foreign model is a better cultural model than the one they have followed so far. "The new models brings happiness, prosperity, enjoyment, freedom!" In this context all those who work at the station will have to submit themselves to the commercial logic of the operation. If you work in that station, you know what you have to say. You have to be "creative" only in the tone in which you express the standard message. You have to say it with enthusiasm. You have to convince! But you cannot think with a different logic. If you work there, you have to submit yourself to the objective of the station and in this way, you can "teach" the others to do the same.

The opposite is true for the station created by the co-operative of local journalists. Their objective is not to submit. They aspire for a working environment where they can express what they think. They want to make the people of that nation more aware of themselves, more in harmony with their roots. Their scope is to make the people more free, so that they are better able to defend themselves from cultural domination. This may create temporary economic difficulties. But they are repaid by the dignity earned in their effort. In such an environment, the resource is what people think. Creativity is expressed in the totality of the expression: form and content. So, the working environment is less standardised, but also more difficult, because it is more exposed to the confrontation and the discussion of the ideas.

Those who work in the media know how this example is, in reality, a typical situation they have faced many times. At times, the choice between the two modalities presents itself as a crossroad. In many other instances, one has to mediate and find an intermediate position, where commercial interests and intellectual aspirations can adjust to each other.

The difference of approach to external communication reflects on the team’s internal relationship.

When, in the team, we have to submit ourselves to the rules of the system, we play with individual weakness and we convince each other of the advantages of our submission.

When we want to impose our scopes upon the external world, we promote reciprocal empowerment and we convince each other of the advantages to pursue the common aspiration for self dignity.

 

 

 

Semantic approach

Humanistic approach

By looking at the counterpart of communication as the "target", the communicator tends to adopt a rather "imposing" approach. Surely this imposition can be softened through adequate expedients, mainly by making the message appear "attractive". But this is just a question of efficacy in the presentation. The logic of the operation is nevertheless an attempt to "hit the target", i.e. to "win over" the counterpart.

In this approach, "sincerity" and "openness" would be the "means" and not the "end" of communication. Whatever "art" is used, this art would serve the main scope of being efficacious, i.e. hitting the target as deeply and extensively as possible.

 

The humanistic approach, too, is concerned with the analysis of the elements which make communication "efficacious". But the attention is not merely on the "means", but on the adequacy of the means to the human scope, that varies according the kind of relationship the communication intends to establish. The criteria of "efficacy", therefore, varies according to whether the objective of communication is a co-operative dialogue or a competitive persuasion.

From the humanistic point of view, teaching is efficacious if it proceeds as an authentic dialogue. Teaching is not "winning over".

This does not mean that the teacher should not adopt adequate communication strategies. The teacher has to maintain a role of authority on the students and will use seduction and/or power in the process of teaching. But true education is a very different process with respect to persuasion.

It is in fact "persuasion" when the objective is to make the counterpart comply with one’s wishes. It is "education" when the objective is to make the counterpart freer.

In humanistic pedagogy, the target is not the student, but her/his freedom.

 

14.

The difference between education and persuasion consists in this:

education is a service rendered to the person, in order to make her more aware and more free;

persuasion is an affirmation of power upon the individual, in order to make her subservient to other scopes.

 

Zoom-in

Imagine a project of audio-visual production for rural areas.

Imagine that a part of the project consists in training eleven young professionals who will be in charge of the audio-visual production.

There is a financial budget provided for the training. This money is given to a school of audio-visual production. The director of the school has to prepare the training programme. What will be his/her considerations?

It all depends on her/his basic approach towards the trainees.

If the primary consideration is to make them able to run the new audio-visual centre in a successful manner, the preoccupation of the training director will be to prepare the trainees for the challenges they will face. In this case the training director will first try to understand the business issues that the new centre will confront; then she/he will look at the strong and weak points of the trainees; and will finally insert the trainees in a course focused to overcome their weak points and make them professionally ready to achieve their objective.

If the primary consideration of the training director is not with the trainees, but, for instance, with benefiting financially, as much as possible, from the training programme, then there will be no effort to analyse either the actual state of preparation of the trainees or the peculiarities of the business environment which awaits them. The best solution for the training director will be to re-adopt training programs which have been already used by the school in different circumstances, so that the resources spent by the school for the execution of the programme are kept at the minimum. The only real job will be to convince the trainees of the utility of undergoing a didactic programme customised for different clients. It will all sound "abstract" to the trainees. But if they are not the ones who pays for the course, they will gulp it.

How is it possible for the trainees to recognise in anticipation the difference in the approach of the director?

They can find out by observing if the director tries to develop in them a critical or a passive attitude. Are they treated as "receivers of a pre-determined instruction" or as "partners of a creative process"?

Such a distinction will help clarify the scenario. In fact, the concept of "persuasion" implies the effort of letting somebody act in a way that is in the interest of the one who is trying to persuade.

The less is this action in the interest of the counterpart, the smarter will the persuader need to be at persuading. The more is the objective to agree on something that is beneficial for both, the less is there the need of "persuading" and the more is the relationship shaped as an open and sincere dialogue between the two counterparts.

 

 

Semantic approach

Humanistic approach

The distinction between "education" and "persuasion" belongs purely to the humanistic perspective.

In fact, the division between the "content" and the "form" of a message, typical of the semantic approach, leads, as a consequence, to an attitude of no-responsibility towards the "content" of communication.

In the professional world, this "content" is treated as "the intention of the client", something that a good professional would not care to judge, but only aims to accomplish.

This alienation of the methods of communication from the judgement on its value is however what makes the life of many professionals in the communication business so frustrating, in spite of the charisma of "creativity" which people commonly attribute to their profession.

From the humanistic point of view, education is the development of the personality of the learner. The true teacher does not convince students to follow pre-conceived patterns; he shows them how they can choose.

The teacher can be very kind or can be very severe. But the gratification of the student does not really depend upon the degree of "entertainment" of the lesson but on the degree of intellectual growth he derives from it.

This also gives the teacher a very different sort of gratification, which transcends the monetary compensation for his work. And in fact, like in the case of any art, the financial motivation may not be present at all in the activity of the teacher. Because, like any artist, she/he gets the gratification of generating a synthesis between self-expression and creation. The true teacher loves her/his students as if they were parts of her/himself.

 

 

 

15.

The method of persuasion is "rhetoric": it is of two kinds: the friendly and the hostile.

Zoom-in

"Rhetoric" is the method of communication where the objective is to persuade, i.e. "win over", the counterpart.

The very term "win" implies some sort of competition. And in fact the rhetoric method is always aggressive and is always at the service of our interests. This does not mean that rhetoric always implies hostility. There may surely be hostile rhetoric. And, whenever possible, the best way to persuade the counterpart to comply may be to talk with a gun in your hand.

In the majority of cases, however, a direct show of force will be counterproductive. Better to manifest friendly intentions and win over the counterpart with tools of seduction.

In the seduction techniques, what really counts is the presentation style. Connotation is more important than denotation. We are submerged with different commercial ads, and we all know very well what it means to allure the customer with erotic illusions.

The rhetoric method, while using threats or seduction, always aims at validating its arguments not with the use of logic, but with the excitement fear or allurement.

 

 

Semantic approach

Humanistic approach

We have seen how in the semantic approach the professional focus is given on achieving efficacy through the forms of the expression.

The typical sector where the distinction of form and content is put into practice is the field of commercial advertisement. And the typical method of "hitting the target" is the adoption of a communication style aimed at "seducing".

Seduction is just the subtle way of asking the other to conform to our interest. It is the feminine approach towards command.

The masculine approach would be the use of force. The masculine order sounds like: "if you don’t obey I will beat you up". The feminine approach is: "if you obey, I’ll make you happy".

But in both the cases, the purpose is the same: exercise power upon the other in order to make the other obey.

Humanistic approach is usually sceptic of "rhetoric", seen as a way to influence people. The rhetoric style is considered in negative terms, where the aspiration is to achieve the "poetic" style.

Poetry is seen as the unity of sentiment and expression, while rhetoric is seen as a fragmentation or a disharmony between the two.

There are however humanistic approaches which are not so anti-rhetoric and see the rhetoric element as the constant characteristic of all communication, in the same fashion as the poetic element. From this perspective, all expressions would have some rhetoric and some poetry. But in the case of the objective of persuading, the poetic element is completely submitted to a rhetorical method; while in the objective of educating, the rhetoric elements become the means of a poetic expression.

Naturally, here we are not using "poetic" in the sense of a particular genre (that would be the semantic approach), but in the sense of a realised aesthetic unity between the signified and the significant. A unity through which the human experience articulated by the composer is reproduced by the enjoyer of the composition. Such a representative value of human sentiments and such a capacity to generate interpersonal communication, even in absence of a direct encounter, is what we call the aesthetic value of the compositions.

The rhetoric language can be moving, enticing, seducing, entertaining. And so it may open the way for power to those who can master it. But rhetoric will never be able to produce real beauty, real art; due to that sort of bitter taste left in the sensitivity of those who have been "won" and feel themselves "used". Neither, for the same reason, will rhetoric ever produce or share real knowledge.

Creation of authentic beauty and the generation of authentic knowledge requires a different communication context, i.e. they require that human interaction which is based on dialogue and co-operation.

This human authenticity is all the more needed for education, where the objective is not just sharing knowledge, but the development of the human faculties.

In the efficacious didactic work, the dialectical value and the aesthetic value coincide. And in a certain sense "art" is always educational because even when the aesthetic expression is free from pedagogic objectives, its impact will always be to bring gentleness, refinement, authenticity in human relationships.

 

 

 

16.

The method of education is the "maieutics".

We think it more appropriate to call it dialectics, because education implies a creative dialogue: the student will not deliver what is not fecundated.

Zoom-in

In the Western civilisation, the fundamental milestone of didactics has been laid by Socrates with the concept of "maieutics".

Maieutics originally was a synonymous of "obstetrics": it means to help to deliver.

Socrates believed that the art of the teacher was not to inculcate in the others one’s ideas, but to awake in the others their own ideas, by helping them in clarifying and expressing themselves. This art therefore is similar to the art practised by his mother, Fenaretes, who was a midwife. In the words of Plato: "As the midwives help women to deliver their children, so Socrates helped men to deliver; with the difference that he was not the obstetrician of their body, but the obstetrician of their pregnant souls" (Teeteto).

The maieutic process is based on dialogue. The teacher "asks" rather than "says"; it is the student who, by answering to the provocative questions of the teacher, gradually develops her/his thoughts and clarifies her/his vision.

This method of dialogue is what it is called "dialectics".

The notion that truth is "generated" through a dialectical process is the most important philosophical contribution of the Western culture to the World civilisation.

The dialectical process is not only instrumental to the objective of leading out pre-existent ideas. In fact, ideas are products of dialectics, which is a creative process.

So, the mind of the students receives the stimulus from the question posed by the teacher, becomes fecund and then gives birth to new conceptions.

The very term of "concept" indicates that mind needs to "conceive"; and this conception is not a process that can take place in a monadic isolation, but results from an creative interaction between different views.

 

 

Semantic approach

Humanistic approach

The concept of "maieutics" clearly goes beyond the sphere of analysis of the semantic approach as it is centred upon the result, and not the format, of communication. The concept of "maieutics" is the fundamental ground of the humanistic approach.

From here originates the view of communication as a process of dialogue where the two sides are equally active.

Within this perspective, if we differentiate "education" as a special kind of communication, we can do this only in a relative sense, referring to a kind of communication where we assume that there is one side that has more to offer than the other side.

But this distinction cannot be absolute. In fact the best teachers are those who acknowledge that when they teach, they are learning as much as they are teaching. And if you have been a parent you will know that your children taught you how to educate them.

So, in absolute terms, any authentic communication is at the same time an education, i.e. an interaction where the two sides help each other to express their own personalities and, in this process, they produce, from within themselves, a new truth. This new truth was something they had inside before, but they were not able to understand properly.

 

 

 

17.

In the case of persuasion instead there is no generation of truth; there is no production of new knowledge: there is only redundancy of norms and sentiments.

Zoom-in

In order to visualise the problem let’s return to the previous example of the two television stations.

(Two new stations are being set up. One is a financed by a multinational company which wants to expand its markets: the objective is to find a way to distribute in that nation the products produced abroad. The other is financed by a co-operative organisation of a local journalist who wants to defend their traditional culture from the negative effects of globalisation.)

Evidently, the business will be much tougher for the free station. Freedom is not easy to obtain. Life will be much easier for the commercial station, which will broadcast standardised models; it will be sufficient that messages are communicated by glamorous young people, that the underlying music is sexy, that the editing rhythm is exciting, that the graphic is attractive. The objective of this station will be only to persuade, to create "audience". And the Sheep will flock!

But the same factor which makes the work easier will be the factor which, in a longer run, will reverse the success story. Because persuading does not generate truth: the communication will gradually become repetitive and boring, in spite of the new fancy containers in which it is presented. Those who work in communication processes and have been asked not to think but to put into attractive garments pre-determined models, cannot suddenly transform themselves into creative teachers. They do not know how to listen to the more authentic requirements of the population to whom they are talking. When the need of the people will change, they will not be able to change.

It is the opposite with the free station. The difficulties of the initial stage, if overcome, will have transformed the workers into truly creative communicators. They will know how to tackle the problems and so will always be able to give new responses to new problems.

At least until their success would prompt an imitation of the pattern which lead to that success, and so a process of standardisation, of redundancy, of bureaucratisation, which will make communication obsolete. And will open the niche for new competitive free stations.

The fact that education is a creative process makes it unappealing for those who would like an easier process. Because education is not only painstaking for the teachers, who would find it easier to repeat the standard notions of accepted manuals and just check if their students have been able to repeat them once again. It is laborious also on the side of the learners. Because people often prefer to be part of the flock, rather than take on the responsibility for what they are.

 

Semantic approach

Humanistic approach

The typical semantic approach to education is to start from the curriculum (the content) and then plan an "efficacious way" (the style) to deliver it to the learners.

In this perspective, the teacher is merely one who "delivers" standardised notions: she/he does not have to enrich it with new meaning, but has to only execute a program.

In the humanistic approach instead, the curriculum is like a "gymnasium" where the ability of the students is trained.

The objective is not at all the "delivery" of the notions, but the stimulation of the creative abilities of the learners.

Since the real target is the formation of a critical ability in the learners, the program has to be written anew at each didactical interaction.

Truth is not pre-conceived, but is a constantly evolving discovery made possible through a creative confrontation of ideas.

 

18.

Originality and redundancy:

both have their value in the process of communication.

Zoom-in

Standardisation versus creativity. Persuasion versus education. Rhetoric versus dialectics.

We have seen the opposition between these modalities of communication. Every time one communicates, a person has to choose which of the two modalities to adopt. Decision will depend on the objective of communication, on the quality of the human relationship and on the moral stand of the counterparts. But a choice has to be taken; and it will be an exclusive choice: one modality or the other. To adopt both at the same time is contradictory.

In indicating the choices we have not been neutral: we said that education requires dialectical creativity, not rhetoric. However we need now to moderate our partisan stand. Because a social system needs development; but it also needs tradition.

If we look at language itself, we find that linguistic norms are as important as freedom to compose; and semantic redundancy is as significant as figurative speech.

Redundancy and originality oppose each other at the individual level, but they complement each other at the social level. If linguistic forms are not standardised, we could not be creative in the dialogue. New dialectics create new conceptions; but once created, these become the milestones which serve as standard references. In the same way, political activity generates new solutions to new problems but these solutions become the new social standards, which, after some time, are no longer be new, but represent the social norms, until a new political process will substitute them.

So each society is at the same time conservative and progressive. And there could be no progress without some permanency of the entity which is progressing. So whatever is alive, is at the same time preserving its identity and developing its potentiality.

Human communication requires both: standard references and creative expressions.

 

Semantic approach

Humanistic approach

We have seen how ideas develop in a dialectical process.

In the confrontation of the semantic and humanistic approaches, we have analysed the differences, but at the same time we have tried to indicate how they also owe to one another because of the reciprocal clarification of the respective positions.

In the next section of the course, we leave the analysis of the conceptual differences and we focus on the practical necessity of synthesising the truth contained in both the approaches. Because communication is made both of norms and creativity and education is made both of reiteration of standard patterns as well as formation of a critical faculty.

What, in a theoretical framework, is necessary to distinguish, on the pragmatic field, where things change according to the different situations, we need to reconcile.

Differences therefore will persist in the approaches, but they will not be separated by rigid boundaries. They will rather enrich, with their peculiarity, the interaction among the different forms of sharing information and knowledge.

 

 

THE FORMS OF DIDACTICS: DIALECTICS, PROCLAMATION, INSTRUCTION

19

Being based on dialogue, the dialectical method is naturally centred on the objectives and cannot therefore represent the starting point of education.

Zoom-in

What is the aim cannot be the starting point. If we said that the objective of education is the development of the faculty of the person, it means that these faculties are initially inhibited. Freedom of expression is a point of arrival.

Freedom of expression requires mastering the tools of expression. Expression is art; mastering the tools is a technique. One can be a technician without being an artist; but one can never be an artist without technical proficiency.

On the other hand, the teacher cannot teach creativity in abstraction. Teaching requires a base. There cannot be a didactic process without a discipline which represents the platform on which the personality of the learner gradually gets represented.

That is why disciplines, like techniques, are innumerable. From martial arts to theology, from astronomy to the art of massage … we can make longer or shorter lists of the various codified fields where civilisation has developed different practical competencies. But the basic didactic principle remains always the same.

In the same way that communication requires a technique of expression, the teacher needs to impose discipline upon the students, in order to set the ground for stimulating the development of the creativity.

A mistake which often occurs in modern didactical methods is to start with the opinions of the learners, without due consideration to the fact that there is a hierarchy of knowledge to be considered. So, an excess of delegation of initiative to learners leads to educational failures.

It is the responsibility of the teacher to entrust the learners gradually, as they acquire vision and competence.

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20.

Expression requires the acquisition of the codes through which expressions are articulated;

in the same way the affirmation of one’s personality in a community requires the acceptance of social rules.

 

Zoom-in

All societies are stratified into hierarchies. But hierarchical criteria are not the same. Naturally there are some parameters which will function everywhere: money, intelligence, attractiveness, friendliness, etc. But the relationship, for instance, between money and social status is not constant in different cultures in the same way as are those parameters which characterise femininity, elegance, authority, etc.

So while passing from one culture to another, the communication not only changes with respect to the linguistic code adopted. Manners change. Customs change. And they do not just change formally, but also substantially. Because the criteria of stratification changes.

We said before that communication is the affirmation of one’s personality in the social context. But naturally this affirmation has to be done keeping in consideration the parameter of evaluation which are currently present in that system.

This knowledge has nothing to do with the social game itself. It has rather to do with the knowledge of the rules of the game. Once the rules are known, the game may start. Knowledge of the value system of a society is not sufficient to become acceptable, but the interactions will bring some result. Before the knowledge of the codes and the norms, there is no socialisation; and therefore no communication and no personal expression is possible.

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21.

The presentation of the rules and the codes given as "a priori" from society, to which the individual has to submit in order to socialise: this is called "proclamation".

 

Zoom-in

In case of free associations, social rules are adopted spontaneously by those who wish to enter in the group.

In the case of the totalitarian societies however, i.e. the system which sets the rules for all people who live there, society needs to proclaim its models and its rules.

So, for instance, the missionary activity is intrinsic to the character of the Catholic Church, which claims to possess a formula valid for all civilisations and assigns to itself a leading role in the universe. This missionary activity is centred on "proclamation", i.e. the announcing of a well defined set of theological views and ethical norms.

But each nation has also to set up a system of the proclamation of its values, like any centre of power that has to proclaim its decrees. These decrees constitute the "rules of the game" within which the subordinates can play their role, in a more or less co-operative or competitive mode.

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22.

Each teacher is at the same time an announcer of the social decrees;

the difference with respect to the mere "announcer" consists in the fact that the teacher gives also to the learner the tools so that she/he can relate to the social game in a way that her/his personality is not suffocated.

 

Zoom-in

Part of this work of proclamation of the cultural standards and norms is done through the educational systems. School curricula are exactly that: a presentation of the way society wants to be seen by incoming members, which are the new generations. In this respect the school acts as a sort of official gazette. And the teachers are the announcers of the rules of the game.

How to combine such a role of the official announcer of standard rules and the mission of developing the personality of the learner?

All teachers notify the rules of the game; good teachers also show how to play well.

All teachers present the social norms; good teachers give to their students the capacity to adopt the rules in a creative way.

With good education, the personality develops in a dialectical process, such that the person can express both the aspects of her/his identity: sociability and individuality.

Where education reaches its scope, taking on the responsibility towards one’s community goes hand in hand with the impulse to express one’s original creativity.

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23.

An important part of education is the delivery of the know-how that allows a relationship with the social context without the submission of one’s personality: this is what we call "instruction".

 

Zoom-in

Know-how is a power factor.

The degree of the power of know-how depends on its social utility and its relative scarcity.

In economic terms, there will always be a negotiation between the individual who offers her/his competence and the context which demands it. But beyond such an economic negotiation, this knowledge becomes, for the person who holds it, the means to assert her/himself in the social environment.

Without individual power, the person has to surrender completely. So, the individual has to capitalise upon her/his power base in order to enter into gratifying social interactions.

The educational process has to consider this process of "empowering" the individual. If it restricts itself only to maieutics, the newly born personality will not survive in the competitive social environment.

Even when a certain social system is not developed enough to orient itself towards the requirements of the individuals and instruction cares only for "social interests", the diffusion, among the individuals, of the "know-how" is still sought for. This is at least for two reasons. The first is that each society is simultaneously in competition with other societies, and so it requires an empowerment of its organisation, which is an effect of the co-ordination of the competencies of the individuals. The second reason is that when important competencies are in the limited possession of a few individuals, the social body will find itself in a subjugated position in front of them.

Therefore, far-sighted communities will always invest in the instruction of its members.

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24.

Education therefore is different from instruction for the fact that, through education, the personality of the individual emerges, and, through instruction, this personality affirms itself in the social context.

 

Zoom-in

Society has limitations on the individual, but, without society, the individual does not know what to do with her/his freedom. Each personal history is the base of consciousness; and this personal history has to unfold itself in the midst of social dynamics.

This means that there cannot be education without instruction. Education is the process of "leading out" the personality of the individual, and this can not happen in isolation.

Therefore instruction, which is the acquisition of the tools required for social interactions, is necessarily a part of every educational process.

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25.

Proclamation and instruction do not require a dialectical process:

a uni-directional communication (i.e. an informational process) is sufficient.

Zoom-in

As a consequence of what we said before, it is now clear that in the case of "proclamation" and "instruction" the process of communication consists merely in the "handing over" of pre-conceived notions.

In a mono-directional communication, statements and rules are "packed" in a transmittable form and delivered on the other side. What the communicator has to say is already established in advance: there is nothing to change as a result of the lively interaction. Except for a verification of the expected process of "understanding". Like, for instance, when there is an "objective" test, through which the teacher controls how much the students have been able to retain from what has been said. From the results of the test the teacher will be able to choose whether to proceed further, or repeat the lesson, etc. But in any case, teaching will just be a process of "repeating" what has been established in the program.

We said, earlier, that a real process of communication is always circular, i.e. the transmitter is at the same time a receiver and the receiver is at the same time a transmitter. Now we are saying that mere proclamation and mere instruction do not require a real dialogue, because they are just a repetition of standard notions. It follows that mere instruction is not really a process of communication, but merely a process of information.

Naturally those who receive the instruction, and who are just passive in this process, will react, and will therefore, now or later, become active subjects. This however will take place outside the process of instruction, which considers only the transmission of standard information and therefore it isolates the phase of the transmission of norms from the overall dynamics of the communication of knowledge.

 

 

 

26.

Similar to instruction is training;

however the scope is different:

training is the transmission of knowledge with the scope of serving a production process.

 

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Training is a process by which a know-how is imparted. Generally, training has the scope of teaching how to operate a certain kind of equipment or how to manage a certain production method. In any case, the objective of training is to improve the economic performance.

The difference between training and instruction is that while the latter is oriented towards increasing the capacity of the individual, the former is oriented towards improving the performance of the organisation that is exploiting the productive capacity of the individual.

Naturally the two things are correlated. Of course, the majority of us lives by selling our labour; and this is nothing else but allowing an organisation to exploit us. The larger the number of us to be exploited, the better are our chances of survival. So training is not something which goes "against" the persons for the simple reason that it is not oriented to their interests but it is oriented to the interest of the organisation.

The difference of emphasis however is not marginal and it manifests a different approach to the process of transmission of know-how which has much wider implications.

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27.

Emphasis is on education or on training depends upon the prevailing social philosophy and the relationship established between teachers and learners.

 

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Do machines work for the sake of men? Or do men work for the sake of machines?

Put this way, the answer is easy. Still, machines require men to function. And with the advancement of technological progress, human labour has increasingly become in service of the functioning of machines.

The same question, the same answer, and the same problem, occurs when we substitute the term "machine" with the term "organisation": do organisations function for the sake of men? Or do men work for the sake of organisations?

 

 

 

 

 

 

 

EDUCATION AND SUSTAINABLE DEVELOPMENT:

Planning a sustainable cultural intervention

 

 

28.

Each social system necessarily has to consider the integration of new generations:

this is obtained through the investments for education, socialisation, instruction and training.

 

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Economy is based on the exploitation of natural and human resources. Economy can develop if resources are better exploited: more extensively and with less wastage.

In any case, humanity has to face the hard fact that resources are scarce. There are resources that are not possible to regenerate, like the fossil fuel. In the case of the majority of resources, regeneration is possible, provided the pace of exploitation does not exceed the pace of regeneration.

When there is a balance between exploitation and regeneration, we say that the economic system is "sustained". Sustainable development takes place when economic growth does not jeopardise the regeneration of resources.

So, for instance, fishing is sustainable if the catch does not exceed the level required for biological balance. Over-fishing may create a sudden growth of income, but it is not a form of sustainable development. After the initial growth, there will be a fall to levels much below the initial one.

Also human resources need to be regenerated. In West European countries the fall of birth rate is already affecting the economic system, especially with regard to the public system of social security pensions, health, etc. On a global scale however, the problem of sustainable growth hasn’t to do with overpopulation. But the real question is that an individual does not constitute an economic resource unless she/he is qualified. There are of course different sorts of qualifications and competencies, but they all require a period of education, instruction and training.

This means that every economic system has to reinvest, in the regeneration of the human resources, a part of the profits of economic activity. Without such an investment, the economy is not sustained. Such an investment is borne by different social institutions. Families everywhere always bear the maximum burden, both in terms of financial costs as well as in terms of time and fatigue spent. But the more the system is developed, the bigger is the investment required for qualifying human resources. Community, State, companies, etc., must take part in this global investment which is strategic for economic vitality. In fact, education and training nowadays represents the most powerful source of competitive advantage among nations.

 

 

 

29.

Education teaches how to build just relationships among the members of a social system;

so education makes it possible to establish and renew social norms;

these norms are necessary for managing the power game in a way that promotes the common interest.

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The professional competency of a person does not only depend on how much she/he knows. It also depends upon the way she/he interacts with the others.

An efficacious education does not only qualify the competence of the individual; it also makes the individual more capable of entering into constructive relationships with the others. Without education, social relationships tend to be nastier, and this reciprocal hostility erodes the sense of solidarity in the community and therefore undermines its organisational structure.

We can speak of sustainable development also from the social and cultural point of view. In fact, economic growth requires an elaborated political organisation, which itself is the result of cultural development. Economy exploits this cultural organisation for its own legitimate purpose.

Economy is the resource for the cultural system; in the same way that culture is the resource of the economic system. But if we do not reinvest in the regeneration of culture an adequate portion of the profits of economic activity, culture decays; and the whole system rots.

Without cultural regeneration, social decadence is unavoidable, because the economic game is won in a competitive set up and financial interactions have to be played as a power game. If we want the game to remain fare and constructive, we need an authority which sets and enforces the rules of the game; an authority which is not subdued to any particular group of players. These are the political foundations of the economic system, which prosper when politics remains anchored in a solid cultural milieu. When the rules of the game are settled by the winners of the game itself, the system loses its fairness, and starts decaying.

 

 

 

 

30.

Education therefore represents a vital factor:

it is the most important non-economic resource of the economy.

 

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The regeneration of resources (natural, human and social resources) is centred around "education".

This is all the more true if we do not limit the purview of education to mere instruction of the new generation, but we include into education, as it is correct to do so, all efforts aimed at developing human beings; and so we include in it, literature and other forms of artistic production, community service, and all the other manifestations of aesthetic and ethical dimensions of the human being.

Also in the regeneration of natural resources, education is the key factor. In fact, it is only through a developed aesthetic and ethical sensibility that we can limit our appetite for nature’s resources. And what is education if not the development of such a refined sensitivity!

Therefore, it becomes clear that what is spent in education represents a remunerative investment; and that the profits of this investment will be enjoyed not only by those who are educated, but also by the whole community.

 

 

 

 

31.

However, a contrast is created between the education that aims at the well being of the person (which requires an adaptation of the economic structure to human objectives) and the education aimed at the accumulation of financial power (which requires an adaptation of the persons to the productive structure).

 

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We have already spoken about this dichotomy, according to which the social structure is at the same time a means and a goal, according to the cultural perspective.

At this point, it is useful to highlight the consequences of a combination of two facts, which we have seen before:

The consequence is that the person is precious to the system, the more she/he posses a specific know how which is in short supply. So the more knowledge is distributed, the less is the power, upon the others, of those who hold the knowledge. But at the same time, the more knowledge is distributed, the better is the condition of those who demand that particular competency since they will have to pay less for it.

These contrasts of interests function as a bipolar field within which financial value is attributed to knowledge; and this allows a strategy of financial investments on the accumulation of knowledge, both at the individual and the social level.

On the other hand, we must note that while there are competencies that society does not need in excess, (like in the case of medicine: there is no advantage to have too many doctors), on the other hand, there are other aspects of knowledge which acquire added value due to the fact that they are abundant and shared by the whole community. This is the case with ethical and aesthetic education: since sensitivity thus develops in all members of the community, the level of the culture is raised and different sorts of social interactions become possible; as were not feasible with rougher perspectives. (We all know how preferable it is to occupy a lower position in a refined context than a high position in a vulgar one.)

As society develops towards cultural refinement, so the pattern of socialisation becomes more human, and society itself tends to become more a means and less an objective for the persons who are its members. This fact also reduces the competitive features of possessing specialised knowledge and increases the sense of solidarity in the community.

This "added value" of shared knowledge represents the balancing factor with respect to the opposite interest of preserving the knowledge in the small circles in order to maintain the balance of power in few hands. So, by the constant existence of a polarity of interests, the system can at the same time change and maintain an internal balance.

 

 

 

32.

In spite of these differences, the two exigencies generate one another.

As originality and redundancy of communication.

 

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We have seen before that communication requires, at the same time, a system of fixed rules and a margin of open creativity. And this is not only true in the case of individual expressions which generate any form of composition and are expressed in any form of media. This balance between norms and freedom is also the generative factor of the historical process.

It is the same with the political process, where each new law is a new expression of the social will and is therefore an expression of freedom. At the same time, each new law becomes a standard for the successive activities, and therefore a limitation of freedom in certain patterns.

So in the case of education: it is at the same time a means and a scope. The exigency of integrating individuals in the social structure and the exigency of making the social structure functional to the individual are complementary; and in fact they reciprocally sustain each other.

Just as non-economic resources sustain economic activity. And the economic activity sustains the regeneration of the non-economic aspects of social life.

 

 

 

33.

Since one dynamics sustains the other one, a choice all oriented towards professional training is not sustainable; as is not sustainable an approach all oriented towards value education.

 

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The fact that there are opposite interests which serve to balance the system does not imply that societies are always balanced.

There are cases in which culture loses sight of the importance of value education. All teaching becomes standardised in centralised plans, designed with the scope of serving the economic system. So vocational training is given priority with respect to the creation of refined sensitivity.

Professional training may be organised and given in advanced research centres and Universities but this does not change the hard fact that training will never make as its objective, the personality of the student.

The consequence of the lack of the formation of critical minds will be the loss of the sense of solidarity in the community and the loss of elasticity in the social structure.

Specialised professionals, who have just received technical instructions, are much more rigid to change. So when the economic conditions change, a highly technical society may find itself unable to adapt itself with sufficient elasticity. Because change requires creativity and creativity requires an overall human development which includes a nurturing of aesthetic sensitivity.

On the other hand, nothing is as meaningless as a system of instruction which claims to be all "value-oriented", which actually does not provide the students with the technical means to express their personality. In such cases, all teaching becomes abstract, theoretical, rhetorical, deprived of connection with the real world where economy thrives and upon which the concrete future of the students depends.

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34.

Development requires education and training

Education and training require development.

 

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At this point, it should be clear that not only is development the aim of education; but also education is the aim of development. And that education generates new forms of development just as development generates new forms of education.

The real contemporary challenge is to re-tune the responsibilities of investing into education now that we have entered a global economic system. While financial markets are integrating, education cannot remain a parochial affair.

The globalisation of the economy and the consequent acceleration of financial growth has increased world-wide the exploitation of the resources, be these natural or human resources. If we aim at making this economic integration "sustainable", we need to reinvest some of the profits of globalisation into the regeneration of human and natural resources. And therefore, we need a global approach to education and training.

We can now avail of technologies capable of addressing a world-wide audience. We need to generate a sense of global responsibility and a capacity to talk in a planetary context.

This manual wants to be a contribution towards such an aim.

 

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