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Russia was one of the first countries to welcome psychoanalytic ideas,
before psychoanalysis was accepted or even known in many Western
nations. Furthermore, the notion of the unconscious was already present
in the tradition of 19th century Russian philosophers and in the
'objective psychology' school, whose most predominant member was Ivan P.
Pavlov. The latter, despite his distance from psychoanalysis, was
nevertheless cited by Freud (1905 [1972, p. 176]), as regarding the
psychic anticipation of a motor act. Meanwhile another member of the
objective psychology school, Vladimir M. Bechterev, through his
interpretation of perversions and inversions based on reflexology,
attracted the attention of Otto Fenichel (1924). On his part, the 19th
century founder of objective psychology, Ivan M. Sechenov, had on
several occasions expressed important reflections on the theme of the
unconscious.
From the beginning of the 20th century, psychoanalytic ideas began to
spread in Russia. Only relatively recently have studies on the history
of the subject been written (Angelini, 1988, 2002; Etkind, 1993; Miller,
1998). The crucial year is 1908, with three significant events. Firstly,
an important psychiatric journal, Psikhoterapiia [Psychotherapy], was
launched in Russia, with Vyrubov as its editor. The latter was a
psychiatrist who had shown an interest in the suggestive-persuasive
method used in Berne by Paul Dubois (1904) and in the Freudian theories
which were then starting to appear on the scientific horizon. In the
following years, Psikhoterapiia regularly published information on the
progress of the psychoanalytic movement, as well as full
psychoanalytical articles, including various translations of Freud's
writings. Also in 1908, a military doctor from Odessa, A.A. Pevnitskii,
held the first conference with a psychoanalytic subject in St
Petersburg. Finally, in that same period, the Korsakoff's Journal for
Neuropathology and Psychology published two articles by Nikolai J.
Osipov (1887-1934). Osipov was to become known in the official history
of psychiatry as one of the most important pupils of Bechterev. These
articles dealt with Jungian studies on the concept of complex, the
associative experiments, and the most recent works of the Freudian
school (Osipov 1908, 1909).
Osipov had studied in Switzerland and had worked for some time at the
Burgh�lzli
Hospital in Zurich canton, Jung's workplace. He had met Freud in Western
Europe, and in Russia had been a student of Bechterev. He had worked as
an assistant in the University Clinic of Moscow under Professor Vladimir
P. Serbsky, an open-minded psychiatrist who had not opposed his
psychoanalytic interests. Osipov was soon surrounded by young colleagues
interested in the therapeutic applications of Freud's ideas. In this
same period Osipov organized, with the support of Professor Serbsky, a
series of fortnightly meetings, the 'Little Friday Psychiatric Group',
in which psychoanalytic topics were discussed. These meetings were
attended by physicians and other professionals from related disciplines,
such as psychiatry, sociology, and psychology. Osipov, a real pioneer of
the psychoanalytic movement in Russia, together with O.B. Feltsmann (who
was temporarily interested in Freudian theory), founded in that same
period the 'Psychotherapeutic library', a project publishing several
Russian editions of Freud's and Jung's works, starting from 1909.
Despite their enthusiasm, neither Osipov nor Feltsmann had personally
undergone training. Freud himself, in On the history of the
psychoanalytic movement (Freud, 1914 [1975, p. 406]) mentions the
Russian M. Wulff with these words: 'Only Odessa owns, in the person of
M. Wulff, a trained psychoanalyst'. In fact Wulff was the first Russian
psychoanalyst to be fully trained, having completed his personal
analysis with Karl Abraham in Berlin. Back in Odessa, his native town,
he carried out, from 1909, several years of intense analytic work.
On
2 May 1911, Freud informed Ferenczi that he had received, that same day,
Doctor Leonid Drosn�s,
who had told him that in Russia a psychoanalytic society, based in
Moscow, had been formed. Its founders were Osipov, Vyrubov and Drosn
�s
himself (Jones, 1953). Drosn�s
was in fact the doctor who in 1909 in Odessa had consulted the young
patient with neurotic episodes later described by Freud in his clinical
case of the Wolf-Man (Freud, 1914). Drosn�s
had accompanied the young man on his long journey from Odessa to Vienna.
Another member of the emerging psychoanalytic society in Moscow was P.A.
Ermakov, the new director of the Moscow University clinic, who had
replaced Serbsky. The latter had resigned from the organization,
together with Osipov, because of political tensions. Between 1912 and
1915 Wulff, Ermakov and Osipov translated into Russian almost the entire
works of Freud. Meanwhile, the German journals Zentralblatt,
Internationale Zeitschrift f�r
Psychoanalyse and Imago published about a dozen Russian contributions.
In those same years, other young Russian students had come across
psychoanalytical ideas in the course of travels related to their
intellectual and political development. Amongst them was Tatiana
Rosenthal who, when very young, had emigrated to Zurich and was part of
the Bolshevik movement. She had graduated as a doctor in 1911 and, after
a period as an active member of the Psychoanalytic Society in Vienna,
she went back to Russia after the Revolution. Another woman who had a
relevant role in the history of Russian psychoanalysis was Sabina
Spielrein. Born in 1885 in Rostov-on-Don, Spielrein was hospitalized at
the Burgh�lzli
in Zurich, Jung's hospital, between 1904 and 1905, suffering from
'hysteria'. Later, she studied medicine at Zurich University, graduating
in 1911 and devoting herself, thereafter, to psychoanalysis. It was
Spielrein who, at the meeting of 26 November 1911 of the Vienna
Psychoanalytic Society, presented a paper in which she proposed the
concept of the death instinct. On that occasion Freud rejected the idea,
as he considered it misleading to base explanation of such a concept
using biological rather than psychological motives. After a few brief
visits to Russia, Spielrein finally returned to her native country after
1923.
For
many years, the violence of war and, later, of the revolution
interrupted all intellectual and scientific connections between Europe
and Russia. After a period of confusion and isolation, the
psychoanalytic society reconstituted itself in 1921, in Moscow. It only
consisted, to begin with, of eight members. Its programme was orientated
around the three fields of aesthetics, medicine and pedagogy. We find
here names such as Wulff and Ermakov, who, together with A. Bernstein,
comprised the first medical group. In 1922 the number of the members had
already risen to 15. It included members with a philosophical background
and other of various affiliations. The pedagogical current of the
Russian psychoanalytic movement found its greatest expression in the
person of Vera Schmidt. In 1921 she founded the legendary experiment of
the Psychoanalytic School of Moscow. Spielrein too was temporarily part
of this project. Among the school-children were Schmidt's child and,
according to some witnesses (Faenza, 2003), even Stalin's child. To
begin with, this project was in line with the post-revolutionary climate
and with the aspiration to create a new kind of human being in a new
kind of society. It was hoped that the educators involved in the project
would try to understand and interpret the unconscious derivatives of the
infantile unconscious and separate them from conscious manifestations.
Transference phenomena between children and educators were taken into
account, and there was an attempt to create a relationship founded on
affection and trust rather than on authority. Furthermore, the educators
were also expected to maintain an analytic attitude within themselves.
Punishments were avoided, as well as excessive manifestations of love.
In the main, there was an effort to adapt the physical environment to
the needs and the age of the children. Children enjoyed maximum freedom
of movement and their toilet training was not constrained by any rigid
or artificial control. The same level of open-mindedness was shown
towards their sexual manifestations and curiosity (Schmidt, 1924). It
was probably this latter aspect of Vera Schmidt's pedagogical project
that provoked a reaction on the authorities' part. It is an established
fact that spiteful accusations of pornography and sexual abuse caused,
after various upheavals, the closing down of the Psychoanalytic School
in 1924. The Moscow Psychoanalytic Society had met twice (November 1923
and February 1924) in order to discuss the problems of the school, while
Schmidt, in 1923, made a journey to Berlin and Vienna to inform the
psychoanalytic movement of its existence. Her courageous initiative had
been allowed to develop beyond, perhaps, what was imaginable, partly
because she enjoyed, in the Soviet world, a solid position. Her husband,
Otto Schmidt, a mathematician, was a member of the Soviet of Moscow and
of the State Soviet of scientists. He too was a member of the Moscow
Psychoanalytic Society and as director of state publications had made
materially possible the publication and diffusion of many psychoanalytic
writings.
The
most prominent personality of the Psychoanalytic Society of Moscow in
those years was Ermakov, particularly through his commitment to the
aesthetics section. His numerous works on aesthetics were to prompt
reactions some years later from Lev Vygotsky (1925) and Valentin
Voloshinov (1927), whose name is thought by many to be the pseudonym for
Mikhail Bakhtin. Both were very interested in psychoanalytic theory. The
second section of the Society was the clinical one, directed by
Professor Wulff, secretary of the Society and a training analyst. For a
while in 1923 he shared this task with Spielrein, who, after brief and
intermittent visits to her country, had finally left Switzerland and
returned to Russia. Spielrein had founded, in Lausanne in 1919, a
psychoanalytic study group called 'Cercle Interne' [inner circle]. For
over a year, she lived in the Student Residence, in the centre of
Moscow, with her husband Pavel Scheftel, a physician, and their daughter
Renata. In 1925, after the birth of her second daughter Eva, Spielrein
moved to her home town, Rostov, where she specialized in the
psychoanalysis of children. The last of her works to appear in Western
Europe was published by Imago (Spielrein, 1931). She and her two
daughters died during the German invasion of Rostov in 1942. Another
significant female character within Russian psychoanalysis was Tatiana
Rosenthal, a follower of the Bolsheviks, who had taken part in the
revolutionary movement. Rosenthal, in 1919, had participated in setting
up a psychoanalytic clinic in the new Institute of Brain Pathology based
in St Petersburg, formerly the Neurology Department, of the Military
Academy, each in turn directed by the eminent scientist, Vladimir
Bechterev.
In
1922, Ermakov and Wulff founded a State Psychoanalytic Institute. To
begin with, this incorporated the psychoanalytic school in which Vera
Schmidt was involved. Later, it opened a psychoanalytic clinic directed
by Wulff. The Russian Psychoanalytic Institute was, after those of
Berlin and Vienna, the main centre of psychoanalytic training and
activity. In 1924, this Institute proposed a programme of 10 seminars
and organized supplementary courses at Moscow University and at the
Psychiatric Clinic. Ermakov himself, launched, in Moscow, the
publication of a series called The Psychological and Psychoanalytical
Library, which appeared until 1929 (Vasilyeva, 2000).
As
well as finding a home within the Moscow Psychoanalytic Society and its
programmes, Freudian ideas were met with interest by many scholars.
Under the impetus of the revolutionary movement, they welcomed
psychoanalytic theories as an innovative methodology with implications
for many disciplines, such as sociology, law and criminology. Obviously
the term 'psychoanalysis' had a different meaning from its use today.
Rooted in various, fundamentally philosophical disciplines,
psychoanalytical thought was totally divorced from clinical practice.
Some of these scholars were also part of the Moscow Society. However,
historically and methodologically, they are best characterized as
attempting to put psychoanalytical ideas to use in reinforcing the
Marxist and Soviet perspective within their particular discipline. Some
of them worked at the State Institute of Experimental Psychology in
Moscow, while others were prominent, historically important figures from
other fields. This is the case, for instance, with Pavel P. Blonskij,
who appears in the list of Moscow psychoanalysts published in 1922 in
the Internationale Zeitschrift f�r
Psychoanalyse. In the period in which psychoanalysis gained his
attention, Blonskij, a Bolshevik, was professor in the Second State
University of Moscow, at the Krupskaia Academy for Communist Education,
and in various other pedagogical institutes. He was the founder of
paedology, a discipline that is to pedagogy, he said, as botany is to
gardening. His intention was to found a new pedagogy capable of
educating a self-aware and active 'new man', an idea strongly resonant
with the developing Soviet world. Psychoanalysis was considered
reinforcement for his theory of psychic development.
Another member of the Moscow Psychoanalytic Society was Mikhail A.
Reisner, a jurist and professor of law. Engaged in the People
Commissariat of Justice, he tried to use psychoanalysis to establish
links between the psychologies of individual and mass behaviour, and he
was the precursor of some ideas that would later be explored by Otto
Fenichel and the Frankfurt School (Angelini, 1996; Etkind, 1993).
The
work of B.D. Fridman is situated in philosophically similar ground.
Fridman, who was for some time active in the Psychoanalytic School of
Moscow, tried to explain the underlying mechanisms in the formation of
social ideologies, equating them, fundamentally, with the psychoanalytic
concept of rationalization. An even more philosophical line was taken by
Bernard E. Bychovskij, who tried to link psychoanalysis to the
energetist philosophy being expressed in those years by the German
chemist-physicist Wilhelm Ostwald, winner of the Nobel Prize for
Chemistry in 1909. Historically, some connections have been made between
psychoanalytic ideas and those of W. Ostwald (Angelini, 1985; Dimitrov,
1971), even though Freud never expressed openly any adhesion to
Ostwaldian theory. Finally, Aron B. Zalkind, also listed as a member of
the Moscow Society tried to produce a wide transformation of
psychoanalysis, translating it - and distorting it considerably - into
the terms of reflex theory elaborated by Ivan Pavlov.
Generally speaking, the concept of psychoanalysis proposed by these
scholars was not only divorced from the clinical field, practice being
virtually impossible in the prevailing political context, but was often
forced and ideologically biased. However, psychoanalytical ideas, with
their innovative power, did become widespread, and were not restricted
to Moscow.
In
those same years individuals or small groups interested in Freudian
thought appeared in various other Russian localities. Information on
these more peripheral activities is, however, limited. It is well known
that in Kiev, apart from Zalkind who was a resident, there were active
figures such as Vinogradov, Goldovskij and Hackebusch, the director of
the University Clinic. As for Odessa, we know of two physicians,
Chaletzky and Kogan, who promoted psychoanalytic concepts. In Leningrad,
all psychoanalytic activity ceased in 1921 when Tatiana Rosenthal, who
had established herself there, committed suicide. She was 36. Her
colleague Leonid Drosn�s,
also active in Leningrad, then moved back to Odessa, his home town.
One
of the most significant psychoanalytic centres, after Moscow, was that
of Kazan in the Tartar Republic. It became a Psychoanalytic Society in
1922 on the initiative of a young psychologist, who was to become known
in Western Europe as one of the fathers of contemporary neuropsychology:
Aleksandr Romanovic Luria.
He
had previously described his project to Freud, who, when answering his
letter, greeted him with 'Sehr geehrter Herr Pr�sident'
[Dear Mr President]. Luria's psychoanalytic activity, first in Kazan and
then in Moscow, where he had settled in the autumn of 1923, is shown by
his numerous contributions to the Internationale Zeitschrift f�r
Psychoanalyse (Luria, 1924, 1926, 1927). This work includes accounts of
the general principles of Freudian thought, descriptions of the
characteristics of anxiety, an analysis of a piece of theatre, and
various other topics. From an historical perspective, Luria also belongs
to that group of young Russian academics who arrived at psychoanalysis
through the impetus of Marxist historical materialism. This is shown, in
particular, in Luria's essay, Psychoanalysis as a system of monistic
psychology (Luria, 1925). Despite his laborious and problematic input of
ideology, Luria's great merit was that he understood and emphasized the
epistemological power of psychoanalysis, giving it the ability to
develop an overall approach to the human personality, thus overcoming
the limits of 19th century experimental psychology. The latter was at
the time the object of fierce debate, taking place also at the
philosophical level. In the list of the psychoanalysts belonging to the
Moscow Society and reported in the Internationale Zeitschrift f�r
Psychoanalyse, there also appears the name of one of the most prominent
personalities of 20th century psychology: Lev Semenovic Vygotsky,
founder of the historical-cultural psychology school. According to the
reports of the above journal, Vygotsky presented at least two papers to
the Society: one reviewed by Luria (1924), related to the relationship
between psychoanalysis and literature, and the other, reported by V.
Schmidt, to the aesthetics strand in Freud's work (Schmidt, 1924, 1927).
Furthermore, in 1925, he wrote, in collaboration with Luria, a brief
introduction to the Russian translation of Beyond the Pleasure Principle
(Freud, 1920; Vygotsky and Luria, 1925). In this work he expresses
various positive opinions towards Freudian ideas, although interspersed
with many criticisms, especially towards the concept of the death
instinct. In truth, Vygotsky, unlike his other colleagues, never fully
accepted psychoanalysis, not even briefly. He did however engage with
the theory, though in a limited way. His critical attitude towards
Freudian thought was revealed even when he dealt with the problem of
psychic, unconscious phenomena in Psikhika, soznanie i bessoznatel'noe
[Mind, consciousnss and the unconscious] (Vygotsky, 1930). In this work
he acknowledged the methodological importance of psychoanalysis,
particularly its denial of the dichotomy, characteristic of 20th century
thought, between psychological and physical processes. However, he
expressed some worries about Freudian psychic determinism and voiced
concerns that it might open the way to biologization. In fact, Vygotsky,
the theorist of consciousness as an historical-social phenomenon, did
not deal with the unconscious in a systematic way, but accepted it as a
given, thus opposing those who identified consciousness with the psychic
in a reductive way. At any rate, the huge reach of Vygotskian
conceptions, in the second half of the twentieth century, has produced
many ideas which have also interested psychoanalytic theory. Without
being overly detailed, it is worth remembering that the historiography
of psychoanalysis possesses a growing literature that aims to understand
possible points of contact between psychoanalytic thought and
historical-cultural theory. These reflections have begun to have their
impact on psychoanalytic theory.
James Wertsch, an author interested in psychoanalysis (1985, 1991,
1998), has developed Vygotskian ideas, studying the idea of the
regulation of human behaviour through language, signs and other cultural
artefacts. Wertsch (1990) has also attempted, using a psychological
perspective, to make a cautious link between Vygotsky and
psychoanalysis, emphasizing in particular the interaction and the
exchange of meanings between the child and the adult. This can be
witnessed in the special issue of Contemporary Psychoanalysis, which is
entirely dedicated to the relationship between the great Russian scholar
and psychoanalytic thought. In that issue, other authors, closer to
psychoanalysis, offer a variety of reflections on the relationship, even
suggesting, as did Tanzer (1990), that, in the wider context of G.H.
Mead's writings, it is possible to make an analogy between Vygotsky's
thought and that of H.S. Sullivan.
Subsequently, in the Journal of the American Psychoanalytic Association,
Wilson and Weinstein (1992a, 1992b) wrote a detailed study, including a
clinical perspective, on the Vygotskian view of the acquisition of
language. In this article different aspects of the unconscious dimension
are taken into account, such as phantasies, identifications and
defensive mechanisms. In 1996, these same authors, proposed a link
between the concept of 'Zone of Proximal Development' (ZPD), elaborated
by Vygotsky in the context of his child studies and the notion of
transference (Wilson and Weinstein, 1996). We should realize that,
within the academic field of psychology, beginning in the 1980s, there
has been a wide and systematic growth of Vygotskian themes. This new
interest was caused by the publication in English, in 1978, of an
anthology of various writings by Vygotsky, Mind and Society (Vygotsky,
1978). Since then, following this trend, numerous psychologists have
highlighted the close relationship between the environmental context,
emotions and development (Bruner, 1990; Cole, 1990; Shweder, 1990;
Valsiner, 1995).
These studies, which explore the relation between individuals and their
socio-cultural environment, have urgent and important methodological
problems which produce conflicting theoretical positions. Within
psychology, an open attitude (Cole, Engestrom and Vasquez, 1997),
inclined to methodological pluralism and interdisciplinarity (Cole,
1998; Rogoff, 2003) has up to now predominated. In this study, however,
which constructs a historical context to psychoanalytic thought, actual
psychological theory - and thus its methodological themes - cannot be
described in any depth. As far as history is concerned, the fact is
that, at the start of the 20th century, Russian psychological and
philosophical thought was substantially influenced by Freudian ideas.
However, while on the one hand psychoanalytical theories moved into wide
areas within Soviet culture, they were, from the 1920s, the target of
strong criticisms. These criticisms, philosophical in nature, arose
because of the relation of psychoanalytic theory to Marxism and are
linked to a complex intern
ational situatio
Psychoanalytic conceptions were often used to support critical
revisions of Marxism, especially in Austria and Germany. The Soviet
orthodox Marxist philosophers vehemently attacked the 'Austro-Marxist
revisionists', condemning at the same time almost all the theories that
the latter had supported, including psychoanalysis. It can be said that
these attacks came from the faction engaged in the fight against
Trotskyism in the scientific field. This extremist faction criticized
and banned from the Soviet cultural horizon most of modern science's
developments, including Einstein's relativity theory, Planck's quantum
theory and modern biology. The attack on psychoanalytic conceptions and
on numerous psychological theories carried on for years and culminated,
after psychoanalysis had been eliminated, with the Central Committee of
the Communist Party formalizing, on 4 July 1936 a 'severe criticism' of
any 'anti-scientific and bourgeois principle'. As a result,
psychoanalysis, as well as Blonskij's ideas, and the historical-cultural
concepts of Vygotsky disappeared from the landscape of Soviet Russian
psychology. In a society which was restructuring itself on authoritarian
lines, and which only allowed a single set of ideas, one could not
expect the survival of initiatives based on psychoanalytical ideas, such
as Vera Schmidt's school. Psychoanalysts disappeared from the scene.
Some of them emigrated; others, like Tatiana Rosenthal, came to a tragic
end. From the second half of the 1930s Soviet repression became so
violent and allencompassing that it struck not only the psychoanalytic
movement, but even its adversaries. In other words, the concept of the
unconscious could not be mentioned, not even in criticism.
From that point, the whole of Soviet psychology remained, until after
the Second World War, substantially confined within the context of
Pavlovian physiology. However, within this general context, there were
some researchers who, although distant from Freudian thought, stepped
outside the Pavlovian framework. They laid the basis for the
re-emergence of those repressed concepts, belonging to both the
scientific and the affective spheres, which were going to find some
formal space only in the second half of the 20th century.
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