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The issue of mediator competence.
Until recently in Australia anyone could practice as a family mediator,
regardless of professional background or training. There are many arguments
for family mediators to have specialised education and training in mediation,
in particular in family law arenas where the disputes are highly sensitive
and complex, where there is potential for violence, and where children
are caught in the middle of their parents' arguments. The central tenet
of mediation is that the mediator plays a neutral and impartial role.
The degree to which mediators intervene when there is an imbalance of
power, or to uphold the "best interests" of a child, requires
careful analysis based on a sound knowledge base (Bagshaw, 1990, 1992,
1995). In order to be impartial, a mediator from any cultural group also
needs to be aware of personal, professional and cultural biases or 'blind
spots'. This also requires knowledge about the impact of gender, ethnicity,
race, ability and class on the disputants as well as how these cultural
aspects affect the mediator and the process (Bagshaw, 1990, 1996).
While most commentators agree that mediators need specialised training,
there is no consensus about the nature and content of that training. The
Society for Professionals in Dispute Resolution (SPIDR) and the Academy
of Family Mediators (AFM) in the US, Family Mediation Canada (FMC) and
National Family Mediation (NFM) in the UK, have moved away from a professional
qualification requirement for practitioner membership towards performance
based criteria. In 1992, the Family Law Council in Australia recommended
tertiary level qualifications for family mediation. This was supported
by the Family Services Council's 'Family Mediation Standards' Working
Party in 1995/6 and now, to a certain extent, by the Family Law Regulations.
In particular where there is court-connected or mandated mediation, mediators
should have requisite training and experience which is "made public
and available to interested parties" (Feerick, 1995; Bagshaw, 1995).
Any discussion about the education and training of family mediators, however,
must contend with the issue of standards, ethics, accreditation and certification.
The issue of immunity.
"Self-determination is a fundamental principle of mediation, and
the primary role of the mediator is to facilitate voluntary, uncoerced
resolution of a dispute" (Feerick, 1995,
page 5).
The inability of the mediator to coerce parties makes it essential that
the mediator be able to promise confidentiality within defined limits.
The parties should be free to be open and honest and recognition of a
mediator's privilege against testifying in court is essential to ensure
this (Family Law Council, 1992).
Under the new provisions of the Family Law Act an approved mediator has
the same protection and immunity as a judge in the Family Court of Australia
(Section 19M). This immunity clause strengthened the arguments for introducing
standards for mediators and for broadening the scope of the previous Rules
by making these enforceable (Family Services Council, 1995). Procedural
and ethical aspects of mediation practice have since been revised in the
new Family Law Regulations. For the purpose of selection, family mediators
are now required to possess minimum qualifications, education, training
and experience as outlined in Regulations 60 and 61.
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In 1995, Charlesworth (1995, page 26), along with other prominent
family mediators in Australia, highlighted the need for standards for
family mediators noting that one "requirement for justice is that
the parties are treated fairly at all times. For this, quality control
of mediators is essential". As an occupation becomes established,
ethical codes and standards are usually developed by professional associations
to support the paramount interests of consumers.
"Setting standards for an activity can serve a variety of purposes
and may have a range of effects. If done by an authority, it may constitute
rule making and be coercive. If promulgated by a representative body,
standards may serve an advisory and educational purpose. Standards which
are both proscriptive and prescriptive may provide a model or norm for
the conduct of the activity" (Bishop 1982, page 461, cited by the
Family Law Council, 1992).
Standards of conduct for mediators perform at least "three major
functions: to serve as a guide to the conduct of mediators, to educate
the mediating parties and to promote public confidence in mediation"
(Feerick, 1995: 4).
Existing codes of ethics and standards of conduct for mediators usually
define address a range of factors. These include:
· the mediation process itself;
· the mediator's role within the process;
· mediator neutrality and impartiality;
· control of the process and outcome;
· informed consent;
· conflicts of interest, including professional and social relationships
between the mediator and the parties and legal representatives prior to,
during and after the mediation;
· obligations to confidentiality within the process and external
to the process;
· the quality and conduct of the mediation process;
· mediator eligibility and competence;
· advertising by mediators and private agencies in relation to
the process, its benefits and the mediator qualifications; and
· fees for mediators. (Feerick, 1995; Sourdin, Scott & David,
1994; Cooks & Hale, 1994.)
Arguments against developing codes of ethics and standards of conduct
for family mediators include: that mediators from other professional backgrounds
such as social work and law are already bound by codes of ethics, and
consumers should make the ultimate decision as to which service they will
use. Additional arguments against regulation of mediators were set out
by the Australian National Alternative Dispute Resolution Advisory Council
(NADRAC 1997, page 11):
"A number of very well known and experienced ADR professionals
in Australia are strongly opposed to any regulation of mediation. The
reasons for this include: the fact that there has been little evidence
of complaint to date; the infancy of the profession; the contradiction
between regulation and ADR philosophy; the benefits of the free market;
the danger of creating a professional monopoly; and, the fact that other
countries have not yet regulated ADR services on a national basis."
The arguments presented in the NADRAC Report for regulation of ADR services
primarily related to the need to protect consumers of ADR services. These
arguments included the need for practitioner accountability,, informed
consumer choice, credibility of ADR and its practitioners, credibility
of service providers, and Government accountability. In considering these
arguments NADRAC (1997, page 18) concluded that:
"the failure to set some minimum standards as to the necessary
qualifications, training, supervised practical experience and continuing
education for family and child mediators would significantly increase
the risk of harm to participants in family mediations as well as to others
who may have an interest in mediated outcomes, such as children."
However, NADRAC also considered it to be important to make sure that any
regulations or standards retain sufficient flexibility to allow mediators
to adopt the most suitable mediation process for the disputants and the
particular dispute.
To varying degrees 'ethical issues' in the new field of family mediation
have created tensions between legally qualified mediators and others with
commitment, aptitude or training for the role, such as social workers.
The most blatant attacks on non-lawyer mediators have emanated from North
American lawyers. In Australia these defensive postures are somewhat tentative
but have been evident, particularly in relation to mediation of property
disputes (Charlesworth, 1995).
Earlier attempts to introduce standards of practice for mediators in Australia
were made by the New South Wales Law Reform Commission (1991); the Australian
Dispute Resolution Association (ADRA, 1991); the Family Law Council (FLC
1992) and the Centre for Dispute Resolution, University of Technology,
Sydney (UTS, 1994). Various legal bodies in Australia accredit lawyers
only, for example Leaders Engaged in Alternative Dispute Resolution (LEADR),
the Australian Institute for Family Law Arbitrators and Mediators (AIFLAM),
State Law Societies and the Law Council of Australia. Accreditation normally
involves completing an approved course, often with little or no assessment.
LEADR run their own courses and AIFLAM contract with Bond University for
their courses. Universities, such as the University of South Australia,
The Melbourne University and the University of Technology Sydney, run
undergraduate and postgraduate courses in family mediation, usually taught
cooperatively by social science and law academics. Some Universities include
family mediation in the undergraduate law and/or social work curricula
3, often as an elective.
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This section outlines the Family Services Council's Family Mediation
Standards that were developed in 1995 and forwarded to the Commonwealth
Attorney-General as advice in 1996.
Section 1
1.1 Who must comply with the standards?
The Family Mediation Standards were developed for family mediation organisations
approved by the Attorney-General under the Family Law Act 1975, and for
persons authorised to offer family and child mediation on behalf of these
organisations, whether on a full-time, part-time, sessional or casual
basis. Mediation under the Family Law Act is referred to in the legislation
as "family and child mediation" and this is defined as "mediation
of any dispute that could be the subject of proceedings (other than prescribed
proceedings) under the Act and that involves: (a) a parent or adoptive
parent of a child; (b) a child; or (c) a party to a marriage."
All approved mediation organisations, and mediators authorised by them
to offer mediation, must also comply with the requirements of the Family
Law Act and its Regulations. The Regulations prescribe minimum requirements
to be complied with by community mediators and also by private mediators
in relation to the family and child services they provide.
1.2 What functions do the standards serve?
The family mediation standards are intended to perform four major functions:
· to establish the required standards for community-based organisations
approved by the Attorney-General for the conduct of family and child mediation
and for the selection, education and training of family mediators;
· to serve as a guide for the best practice of family mediation
and family mediation education and training;
· to inform the mediating parties about family mediation; and
· to promote public confidence in mediation as a process for resolving
family disputes.
1.3 What are the obligations of organisations bound by these standards?
Community-based organisations approved by the Attorney-General under
the Family Law Act are required to comply with the requirements of the
Act and its Regulations in relation to the provision of family and child
mediation services. Section 2 of the standards outlines requirements and
obligations which, in the Family Services Council's view, should be complied
with in order to ensure continued approval as mediation organisations.
Section 2.
Required Standards for Family Mediators
2.1 Definition of family mediation
The term mediation is used to describe a wide range of interventions,
but is defined in the document as: "the process by which the parties,
together with the assistance of an impartial person or persons, voluntarily
and systematically isolate issues in need of consideration, develop a
range of options to resolve those issues, consider alternatives, and reach
a consensual settlement that will take into account the interests and
needs of all concerned. Mediation is a process that emphasises the parties'
responsibility for making decisions that affect their lives, giving consideration
to the best interests of children involved".
2.2 Focus of the family mediation standards
Family mediation is used for many purposes in the broader Australian
community 5.The focus of the Family
Mediation Standards document is on the organisations approved by the Attorney-General
under the Family Law Act to provide family and child mediation as a form
of assistance to family members in managing and resolving disputes that
are primarily about matters arising from the restructuring of families
and their relationships before, during and after separation, including:
· how and when separation will occur; · future parenting responsibilities
and plans; · financial maintenance and support of family members; and
· the distribution of property and responsibility for debts.
2.3 Principles
In the conduct of family mediation, the Family Services Council recommended
that organisations should ensure that mediators maintain and fulfil the
following fundamental principles and obligations:
· Consensual Decision-making. A mediator shall recognise that mediation
is based on voluntary participation, on informed choice, and on consensual,
non-coercive methods of achieving agreement.
· Impartiality. Mediators have an obligation to maintain impartiality
towards all parties at all times. Impartiality, or lack of bias towards
the parties and the issues, implies a commitment to assist all parties
to reach a mutually satisfactory agreement regardless of personal and/or
cultural characteristics, background or performance at the mediation.
If at any time the mediator is unable to conduct the process in an impartial
manner, the mediator is obliged to withdraw.
· Conflicts of Interest. If at the time of referral a mediator
is aware of any actual or potential conflicts of interest the mediator
shall not accept the referral. Regulation 65 specifies the minimum requirements
of mediators concerning conflicts of interest. The need to protect against
conflicts of interest also governs conduct after mediation.
· Confidentiality. Organisations and mediators shall maintain principles
of confidentiality, both within and external to the process, as specified
under Section 19K of the Family Law Act 1975 and Regulation 66.
· Parental Rights and Responsibilities. When mediation involves
making decisions and agreements which affect the lives and well being
of children, mediators shall raise with parents their rights and responsibilities
towards their children as outlined under Section 61B of the Family Law
Act 1975 and Regulation 63, including the children's right to have their
needs and interests taken into account in any negotiations and decision
making, and the role of children in decision making.
· Safety. Organisations and mediators shall give priority to the
safety of all persons involved before, during and following the mediation
session, including parties, their children and organisational staff.
2.4 Responsibilities of Family Mediation Organisations and Family Mediators
Mediation is a structured process involving stages of explanation, clarification,
exploration, negotiation and agreement. Within this process the Family
Services Council recommended that organisations ensure that mediators
maintain the principles outlined in 2.3 and, in particular, fulfil the
following obligations:
Screening, Assessment and Preparation for Mediation
While approaches to pre-mediation or intake may vary, this stage should
be clearly defined, comply with Regulations 62 and 63, and address the
following:
· Suitability for mediation shall be determined by the mediator,
initially in separate contact with each party, which includes ascertaining
any history of family violence and assessing: the likely safety of parties;
equality of power; the risk of child abuse; and the emotional, physical
and psychological health of parties. Where there is a separate intake
officer, it shall remain the responsibility of the mediator to ensure
that mediation is suited to the needs of the parties. Mediation shall
not begin if either party lacks sufficient competence and willingness
to: collect and provide necessary information; identify their own needs
and interests; identify and take into account the needs and interests
of their children; or to negotiate for themselves.
· It is presumed that mediation will normally not be suitable in
cases where there is a substantial imbalance of power; a history or risk
of violence in the parties' relationship; a history or risk of child abuse;
a fear in one party of the other party's control or potential for violence;
and other limiting factors such as mental disability or illness, or substance
abuse. Mediation can only proceed when it is assessed by the mediator
that mediation is appropriate as prescribed under Regulation 62, and that
all family members are safe and all parties to the mediation can participate
effectively.
· The organisation and/or mediator shall provide clear information
about other options for dispute resolution, and make appropriate referrals
where necessary.
· The organisation and/or mediator shall provide clear information
in a written statement to each party to the mediation at least one day
before mediation commences as outlined under Regulation 63.
· The mediator shall outline confidentiality and disclosure obligations
in accordance with Section 19K, Family Law Act 1975 and Regulation 66,
including where and how records are kept. This statement shall include
the nature of all private sessions with the parties, and limits to confidentiality
with regard to these sessions.
· Mediators shall inform parties that mediators are protected under
the Family Law Act 1975 and are thereby immune from civil liability for
anything said or done by the mediator in the performance of his or her
functions as a mediator.
· The organisation and/or mediator shall obtain agreement from
the parties about when, how and by whom the fees and expenses should be
paid.
· The mediator shall only involve other persons (for example, professionals,
experts, support persons, advocates, children, interpreters) in mediation
sessions if the purpose is clear and all parties have consented to their
presence and involvement.
· Recognising that there are a range of views on the involvement
of children in decision making, the mediator shall raise with the parties
how best to identify and address the needs and interests of any children
likely to be affected by the outcome of the negotiations and decision
making in mediation.
· The mediator shall not advise parties about what to do in relation
to each other, or provide them with legal advice, but rather shall encourage
them to seek legal advice.
Mediation Sessions
Key responsibilities and tasks of the mediator in mediation sessions involve
controlling and facilitating the mediation process, using the knowledge
and skills identified in Section 3 of the standards. Specific tasks include:
· clarifying parties' needs, interests and concerns and the needs,
interests and concerns of other persons affected, especially children;
· ensuring effective termination, including early termination,
if and when appropriate, and referral to other appropriate services as
required;
· facilitating parties' negotiations;
· recording and documenting agreements and ensuring that any record
of the mediation is stored securely to prevent unauthorised access.
Other Responsibilities.
Organisations shall ensure that facilities are accessible, appropriate,
ensure confidentiality and assure safety and security of the parties and
the organisational staff.
Mediators shall be accessible and provide an appropriate service to those
who need it, whatever their sexual preference, sex or marital status,
physical or intellectual ability, political or religious conviction, race,
colour, national or ethnic origin, culture or language. This may require
the involvement of advocates, support persons or interpreters and/or an
adaptation of the mediation process or setting to conform with the traditions
of a particular group, such as an Aboriginal or Torres Strait Islander
community.
Organisations and mediators shall engage in the following activities:
· maintain financial and statistical records as required;
· administrative activities, including outreach travel;
· briefing and de-briefing of mediators before and after sessions,
as required by the mediator(s) and/or the supervisor;
· regular, ongoing supervision, in-service education and training,
and performance appraisal;
· follow-up, review and evaluation of service delivery to ensure
quality outcomes;
· research to improve the knowledge base of mediation;
· render anonymous all identifying information when materials are
used for research or training purposes;
· liaise/network with relevant individuals and organisations;
· educate the community about, and promote, the mediation process.
Section 3:
Aspirational Standards for Family Mediators
The Family Services Council considered that a competent family mediator
should aspire to demonstrate the knowledge and skills outlined in this
section. Mediation does not have a fixed body of knowledge and skills
that fall naturally within one established profession. The following competencies
provide a basis for the highest quality, comprehensive, family mediation.
They represent professional views on best practice at the time of writing
and will require regular review and updating.
3.1 Knowledge of the Theory, Literature and Research
A competent family mediator should demonstrate knowledge of the following
areas:
Mediation
· Theories of conflict and approaches to its management and/or
resolution.
· The relationship between mediation and other dispute resolution
processes and therapeutic interventions.
· Negotiation and mediation theory and processes.
· The impact on mediation of diversity in the following areas:
gender, culture, race and ethnicity, physical and intellectual abilities
and disabilities, sexuality, socio-economic, language and literacy.
· The theory and dynamics of power in mediation.
· Current public debates about the range of dispute resolution
processes.
· Ethical and moral dilemmas in family mediation.
· Legal, financial, counselling, education, community and other
relevant resources (for referral outside, or for use within the mediation
process).
· Current research relevant to family mediation.
· Standards of practice for family mediation.
Family
· Theories about the impact of the social and cultural context
on families, including the impact on attitudes and approaches to family
conflict.
· The stages and effects of separation, divorce and remarriage
on couples, children, the extended family and significant others.
· Critiques of relevant family theories and family research in
areas such as: couple and family formation; family life cycle; family
communication; family conflict; patterns of parenting after separation;
divorce and remarriage.
· Research and theories about family violence.
· Theories of child development and research on the impact of abuse,
neglect and trauma on children.
· Crisis theory and crisis management.
· The financial and economic consequences of separation and divorce
for children, women and men.
· The dynamics and effects of power, abuse, coercion and control
in families and society.
Legal information and knowledge
· Legal information relevant to the issues to be mediated, including
knowledge of relevant legislation.
3.2 Communication Skills
A competent family mediator should be able to demonstrate an ability to:
· Attend, listen and respond accurately and empathically to parties.
· Model assertiveness skills as appropriate.
· Be sensitive to verbal and non-verbal cues.
· Model and promote respectful behaviour.
· Use clear, non-emotive and culturally relevant language.
· Reframe negative comments and perceptions in positive terms.
· Clarify information and assumptions.
· Summarise communications and consolidate areas of agreement.
· Use a range of appropriate questioning techniques.
· Confront in an appropriate and timely manner.
· Assist the parties to move from positions and to frame and assert
their own needs and interests.
· Provide useful feedback in a timely manner.
· Communicate in a way that is sensitive to the diversity of the
parties.
· Communicate with children who are invited to attend or contribute
to the mediation process in a manner appropriate to their age and stage
of development, and enable them to talk about their own interests and
needs.
· Work effectively with interpreters.
· Communicate in a fair and balanced way, without bias or partiality.
3.3 Process Skills
A competent family mediator should be able to demonstrate an ability to:
· Educate parties and significant others about the mediation process
and the role of the mediator.
· Screen for suitability for mediation, including identifying imbalances
of power, competence to negotiate and the risk or fear of violence in
order to intervene appropriately and ensure safety for the parties, their
children and others, including organisational staff.
· Distinguish where there are reasonable grounds for suspecting
past or present abuse or ill treatment of a child, report to the prescribed
child welfare authority in accordance with the Family Law Act 1975, and
take appropriate action to ensure the safety of all persons.
· Make referrals in an appropriate and timely manner.
· Ascertain whether or not the mediator is appropriate for the
case.
· Establish ground rules and an explicit agreement to mediate.
· Assist parties to effectively solve problems and/or make decisions
by encouraging them to adhere to the following steps:
· identify and prioritise issues to be mediated;
· explore the interests and needs of all people concerned, including
children;
· invent a range of options for mutual benefit;
· negotiate mutually acceptable outcomes.
· Continually assess and manage imbalances and shifts of power.
· Make appropriate and timely use of private sessions.
· Constructively manage high levels of conflict and emotion.
· Maintain a positive, present and future focus on the problem,
rather than the parties, in order to ensure commitment to the task.
· Be patient and match the pace of the parties.
· Manage the process whilst avoiding interference with the parties'
control over content and outcome.
· Identify, manage and/or refer crisis situations.
· Assist parties to resolve impasses.
· Test the parties' understanding of the short and long term reality
and practicality of their agreements.
· Write agreements that accurately reflect the parties' language
and intent in a way that can be readily interpreted by lawyers when necessary.
· Encourage parties to seek independent legal advice (where relevant).
· Terminate the mediation at any stage in a safe, timely and appropriate
manner.
· Follow-up and review as appropriate.
· Participate in organisational evaluations of the short and long
term effectiveness of mediation.
3.4 Co-mediation Skills
As a co-mediator a competent family mediator should be able to demonstrate
an ability to:
· Establish mutual rapport and a respectful relationship with their
co-mediator.
· Prepare and plan in a co-operative manner prior to the mediation.
· Work as a member of a team in a flexible, supportive manner.
· Model flexibility and adaptability with regard to differences
in gender, age and professional background.
· Model effective problem solving behaviour and a respect for difference.
· Model effective communication patterns and relationships.
· Review and learn from the co-mediation relationship.
3.5 Working with Other Professionals
A competent family mediator should be able to demonstrate an ability to:
· Educate other professionals about the mediation process and the
mediator role as required by the organisation.
· Recognise the nature of the roles of other professionals; consult
with, and make informed and appropriate referrals to relevant organisations,
professionals and experts.
· Respect and enforce agreements made with regard to confidentiality.
· Ensure clarity about the role and tasks of the other professionals
participating, either directly or indirectly, in the mediation process.
· Clarify the involvement, tasks and limits of interpreters.
Section 4:
Selection, Education and Training of Family Mediators.
The Family Services Council noted that mediation services are provided
to people at a critical time in their lives when they are required to
restructure their families and relationships. The assistance provided
should therefore be specialised and of high quality. The following recommendations
were made by the Council.
4.1 Selection of Family Mediators
The selection, education and training of mediators shall be conducted
with an appreciation of the high level of knowledge, skill and expertise
required for family mediation to be effective. Family mediation organisations
shall ensure that the selection criteria for mediators include a demonstrated
capacity to undertake mediation work, and organisations shall assess the
ability of the potential mediator to acquire the required knowledge and
skills within an appropriate time frame. Basic knowledge is normally acquired
in pre-existing professional education, followed by specialist mediation
education and training.
Mediator Qualities
For the purpose of selection, family and child mediators shall possess
the following qualities:
· impartiality;
· a personal aptitude to undertake the work;
· an ability to work within the philosophy and the provisions of
the Family Law Act, 1975;
· an ability and willingness to conform with these standards.
Mediator Qualifications, Training and Experience
For the purpose of selection, family and child mediators shall possess
the minimum qualifications, training and experience as outlined in Family
Law Regulations 60 and 61.
Additional criteria for selection
Selection of family and child mediators for organisational work shall
in general be without regard to sex or marital status; sexual preference;
physical disability; political or religious conviction; race, colour,
national or ethnic origin, or culture. However, family mediators may be
selected to work in an organisation if they have appropriate qualifications
and experience plus one or more of these particular characteristics where
this would facilitate the organisation's provision of service to a particular
client group. For example where the clientele of an organisation is predominantly
from a particular ethnic background, and/or where a balance of male/female
or lawyer/social scientist is required for co-mediation with separating
couples.
4.2 Education and Training of Family Mediators
Family mediation organisations shall ensure that mediators are competent
and have the required level of knowledge and skill to mediate effectively.
The education and training of family mediators shall address the principles,
knowledge and skills outlined in sections 2 and 3 of the Family Law Act.
At the completion of the defined training period, there shall be a formal
assessment of the trainee's knowledge and skills in each of the areas
of training.
Organisations and family mediators shall maintain a commitment to supervision
of mediators and to ongoing/continuing education, training and assessment
of mediators. Mediators shall be required to maintain an adequate level
of knowledge, skill and practice experience.
4.3 Involvement with Tertiary Education Institutions
The Family Services Council believed that the development of family mediation
in Australia requires the deployment of a significant group of educated
and trained professionals who regard family mediation as their primary
professional activity and interest. Whether researchers, academics or
practitioners, this group will play a significant part in the development
of family mediation services that will effectively meet the needs of consumers.
The Council also considered that the involvement of family mediation
organisations with approved tertiary education institutions in Australia
will promote the necessary developments in family mediation and should
be encouraged, for example through: consultancies, research, placement
of students and the provision of workshops, undergraduate and graduate
courses in mediation. There was an expectation that organisations will
work towards participating in the establishment, development and conduct
of a suitable graduate or post-graduate course in each State. Ideally
these courses should allow for entry of people who do not have a degree,
but have sufficient ability and substantial practical experience in family
mediation" (Family Services Council, 1996, pages 1-11).
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There have been universal difficulties in all countries in reaching consensus
on national standards for mediators - Australia is no exception. Our task
has been made more difficult by the absence of a national mediation association.
The Family Services Council has paved the way for future developments in
Australia in the area of national standards for family mediators. However
there should be ongoing debate as to whether or not developing standards
is a desirable way to go. In spite of efforts to the contrary, standard-setting
can be seen as a normative value-laden activity that stifles innovation
and creativity and can marginalise particular groups and practices, especially
those who do not fit the dominant cultural norms.
Mediation is a relatively new and emerging 'quasi-profession' in Australia
and the development of standards should be viewed in that light. Many
of our current assumptions about what is 'good' or 'competent' practice
have yet to be tested. Many of the principles espoused by the Family Services
Council's standards are based on what we have learned in our prior professions,
what is accepted at this point in time as 'best ethical practice', and
a particular set of Western cultural norms and beliefs. We know from past
experience that untested, culturally-biased assumptions can lead to devastating
outcomes for some clients in the long term.
Developing standards of practice is only one way to clarify ethical issues
of concern. A number of Australian mediators have cast doubt on whether
or not standards can ensure ethical practice (e.g Astor and Chinkin, 1991;
Campbell, 1998). Many concepts in the standards are difficult to define
clearly and are subject to different interpretations. For example the
concept of 'impartiality', seen as an essential mediator quality, is based
on notions of fairness (Cooks and Hale, 1994). Notions of fairness are
influenced by many factors including: the broader economic, social and
cultural context; the values of the organisation and/or community within
which the mediator works; the mediator's cultural and professional background,
personal world view and life experience; and political influences.
The application of standards can also be fraught with dilemmas. If the
mediator's view of fairness differs from the view of the parties, or each
party to a conflict has a different view of fairness, then whose view
takes precedence? Is an interests-based approach to mediation necessarily
the best approach for all clients? Can a mediator balance power without
jeopardising his or her actual, or perceived, impartiality? Is it possible,
or desirable for a mediator to promote the best interests of the child
in mediation without appearing biased, and/or influencing the outcomes
of a negotiation between the parties? Research from the standpoint of
the users of mediation is essential to inform mediation practice. Research
is not value free and what counts as 'knowledge' or 'truth' is influenced
by the dominant professional, economic, cultural and social discourses
of the day (Foucault, 1980).
Many ethical dilemmas that arise for mediators are difficult to address
and will be resolved in different ways by different mediators using different
ethical and cultural perspectives. Campbell (1998: 120-1) outlines three
main schools of ethical theory which may in some way influence a mediator's
personal ethical standards - utilitarian theory, deontological theory
and virtue theory. He argues that as mediators we "need to remain
open to others' points of view and accepting of differences between us".
Much relies on personal value judgements made in the privacy of the mediation
room. Standards cannot and should not provide definitive answers, they
should act as guides only in the absence of knowledge.
Presently a number of professional bodies in Australia have laid down
their own guidelines for uniform mediation practice. However, apart from
the requirements of Part 5 the Family Law Regulations, there has been
no success in developing uniform national standards for practice, education
and training in family mediation, other than those developed by the Family
Services Council. It was intended that these standards be subjected to
thorough critical analysis and debate that desirably should have occurred
on an ongoing basis. However in the absence of a national body the standards
have remained as they were written in 1995/6.
Key questions to be resolved in the development of nationally agreed-upon
standards include:
· Is the development of standards desirable? If so, whose standards
should prevail?
· Are the standards inclusive of all cultural groups and practices
and if not, which groups and practices do they marginalise?
· How specific or general, proscriptive or prescriptive, should
standards be?
· How will standards be monitored and by whom?
· Should the standards be generic to all mediators or specialised
according to field of practice?
· What standards should apply to mediation courses and mediator
educators and trainers (if any)?
It should also be noted that the development of family mediation standards
by governments should be scrutinised in the context of the current economic-rationalist
agenda of deregulation and cost-cutting, which can dictate choice of model,
setting and/or approach to dealing with disputes (Bagshaw 1997).
In October 1996 the National Alternative Dispute Resolution Advisory
Council (NADRAC), advisory to the Commonwealth Government, was asked by
the Attorney-General to review aspects of the Family Law Regulations in
response to some concerns from the field, and has subsequently recommended
changes to the Regulations in a report to the Attorney-General (NADRAC,
1997). NADRAC has also published a Discussion Paper on the Issues of Fairness
and Justice in Alternative Dispute Resolution (NADRAC 1997) and another
Discussion Paper more recently on The Development of Standards for Alternative
Dispute Resolution in Australia (NADRAC 2000). NADRAC is currently conducting
consultations on the issue of standards with key individuals and organisations
in every capital city in Australia. In their Discussion Paper, NADRAC
(2000, page 5) has used the Standards Association of Australia's definition
of a standard:
"a published document which sets out technical specifications
or other criteria necessary to ensure that a material or method [or person]
will consistently do the job it[or he or she] is intended to do".
NADRAC has formed the view that, given the wide range of ADR processes
and the diversity of situations and circumstances in which they are practised,
it is not possible to develop a single prescriptive set of standards to
cover all ADR service provision. They are also of the view that the development
of standards should not be determined by a single body or institution,
such as NADRAC, but should involve the service providers and all other
stakeholders. Their Discussion Paper therefore proposes a provisional
framework for approaching and undertaking the development of standards
in any area of ADR. They note that for family mediation where there is
separation and divorce the Family Services Council's Standards are already
in place, but recommend that standards be developed for the broader field
of family mediation, including parent-adolescent mediation, disputes about
the provision of wills and the care of elderly family members.
It has been argued in this paper that for standards of practice for family
mediators to be relevant and acceptable, they should desirably arise out
of considerable debate at the "grass roots" level as issues
emerge, and be open to modification and change over time. It is essential
that in any further development of national standards for mediators in
Australia, the dispute resolution field should continue to be fully consulted.
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Mediation Quarterly. Jossey-Bass Publishers. Volume 16, Number 4, Summer,
pages 389-406, 1999.
Bagshaw, D. "The Move Towards Primary Dispute Resolution in Family
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(1) An updated variation of a previously published paper
- Bagshaw, Dale, 'Developing Family Mediation Standards. An Australian Experience',
Mediation Quarterly. Jossey-Bass Publishers, Volume 16, Number 4, Summer
1999, pages 389-406.
(2) The Family Services Council (FSC) was formed in
1994 as an independent advisory council charged with advising the Commonwealth
Attorney-General on policy and practice for the Family Relationships Services
Program. Members of the first Council (1994 -1996) - Dale Bagshaw (Chairperson),
Coleen Clare, Helen Disney, Peter Fisher, Dianne Gibson, Susan Gribben,
Kathy Mack, Tom Paterson and Paul Tyrrell.
(3) For example the fourth year of the Bachelor of Social
Work, School of Social Work & Social Policy, University of South Australia
(4) Members of the FSC Family Mediation Standards Working
Party 1995: Dale Bagshaw (Convenor), Professor Hilary Astor (University
of Sydney), Stephanie Charlesworth (mediator and consultant), Coleen Clare
(Assistant Secretary, Family and Community Services Branch, LAFS), Barbara
Coddington (family lawyer), Linda Fisher (Relationships Australia NSW),
Tony Gee (Family Court of Australia), Dianne Gibson (Family Services Australia),
Susan Gribben (Relationships Australia Victoria), Associate Professor
Kathy Mack (Flinders University), Philip Theobold (President of AIFLAM),
Professor John Wade (Bond University).
(5) Family mediation, broadly defined, can also include
assisting people with: division of responsibility for the care of elderly
parents; the care and discipline of children; parental conflict with children/adolescents;
family finances; family business arrangements, such as with family farms
or properties, family trusts; family involvement with organisations, such
as schools or welfare agencies; adoption and foster care; pre-nuptial
and cohabitation agreements; guardianship matters; wills and inheritances
and other intergenerational, inter and intra family issues. A dispute
in one or more of the these areas may arise for a couple already seeking
mediation assistance with decisions arising from their separation and
divorce, and may or may not, involve additional parties. In such circumstances
it may be appropriate, if in their interests and they all agree, for the
disputes to be dealt with by the same mediator(s) or service.
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